Compliance Audit Services
October 6, 2021
Companies need to arrange an adequate compliance audit arrangements, particularly when subject to regulatory oversight.
CEOs and directors of a company are ultimately responsible for ensuring there are adequate internal controls and measures to ensure proper corporate governance to address the risks arising in the normal course of a company’s business.
Our Compliance Audit Services
We understand the changes in the regulatory regime and provide assitance with internal audit and report the gaps:
- We provide a bespoke Compliance audit for investors looking at the compliance programmes on their investments to check if they meet international best practice standards.
- We undertake annual internal audits as required by regulatory requirements.
- We assist firms during mergers and acquisitions where investors seeks comfort about the integrity of the compliance structures, controls and processes in place of the target company.
Other Related Services
- Licensing
- Policy & Procedure
- Training
- Compliance Reviews
- Risk Management
- Corporate Compliance
- AML & KYC
Needing Compliance Experts?
Get in touch with us today and learn more about our professional services