US Compliance Solutions
Our US Compliance Services team has spent more than 20 years in legal and regulatory roles for complex financial services organizations, serving as CCO for hedge fund, broker-dealer and market maker organizations. Our team is uniquely qualified to understand your complex business and any potential regulatory challenges:
- Chicago, San Francisco & New York operations
- 250 clients (0 enforcement actions)
- 10-year retainer program history
Keep up with the ever-evolving US regulatory landscape
Our team follows the evolving regulatory landscape for you. In the post-financial crisis world, rules and regulations governing financial services firms have evolved so quickly that it is often difficult for firms to keep up. We do this for you and ensure that your US compliance program remains current in an ever-shifting regulatory landscape.