CTA/CPO Programmes - Waystone

      CTA/CPO Programmes

      Our team assists organisations that carry out business as futures professionals with registration and ongoing Commodity Futures Trading Commission compliance obligations.

      This includes adherence to the National Futures Association’s (“NFA”) rules, regulations and filing requirements.  Our team assists Commodity Pool Operators (“CPO”) and Commodity Trading Advisers (“CTA”) to navigate their compliance obligations and the rules and requirements of the NFA and CFTC. Our services include, but are not limited to, Filing Form 8-R, implementing policies and procedures reasonably designed to meet your compliance obligations, extensive quarterly and annual Form PQR & Form PR filing requirements, NFA annual questionnaire support and ongoing individual registration support as necessary (including Principal & Associated Person registration and maintenance).

      Our team provides extensive and continuous support that helps your business stay on top of all CFTC and NFA related operations. This includes ongoing marketing review and analysis, operational support and guidance and compliance programme administration.  Our ongoing communication regarding changes to the NFA rules and regulations are designed to ensure that you stay on top of all compliance changes.

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