DIFC & ADGM Compliance Advisory - Waystone

      DIFC & ADGM Compliance Advisory

      Steering firms through the complexities of financial services regulation.

      The financial services industry continues to experience waves of significant regulatory change. This makes it challenging for organisations to digest new regulation, design and implement controls to manage the changing landscape, and continue to provide assurance to senior management and regulators that the controls are robust and effective.

      Our experienced team of consultants can provide you with effective solutions to manage regulatory risk across a range of areas including:

      Our consultants have held senior positions in global and local financial services firms, in international and regional regulators and in international and regional exchanges. Our collective experience means we are uniquely placed to provide value-added, timely, and solution-oriented advice to you on a wide variety of compliance, risk and governance issues, and to build long term relationships based on an understanding and appreciation of your evolving regulatory obligations and business needs.

      The Virtual Compliance Clinic

      The Virtual Compliance Clinic was launched in 2020 and is an extension of our advisory services, providing our clients with online access to compliance and regulatory support when they require it, without the commitment of a full retainer contract.

      DIFC & ADGM Assurance Reviews

      Reviews carried out by an independent third party can be a value-adding activity for all regulated companies.

      DIFC & ADGM Compliance Remediation

      Our compliance remediation offering can help you to avoid regulatory action.

      UAE Data Protection Support

      In today’s increasingly interconnected and digital world, personal data has never been more readily available, easily processed and shared across borders.

      UAE Financial Crime Prevention

      There are many ways in which you can be exposed to furthering financial crime.

      Corporate Governance in the UAE

      You must have the ability to demonstrate a robust corporate governance framework, in order to promote the sound and prudent management and oversight of your business.

      UAE Risk Management

      Regulators expect all regulated organisations to have an enterprise-wide risk management process appropriate to the nature of the business undertaken.

      UAE Prudential Rules and Regulatory Reporting

      Over the last decade, the regulator’s requirements have changed significantly to reflect the requirements of Basel III.

      Virtual Compliance Clinic

      Our Virtual Compliance Clinic provides you with online access to compliance and regulatory support when you need it, without the commitment of a full retainer contract.