APAC Compliance Solutions
Our team is well-equipped to provide clients with bespoke, risk-focused and cost-effective solutions. Our wide-ranging experience provides the expertise you need whilst adding value to your corporate governance standards.
The deadline for the Hong Kong SFC’s climate-related requirements is fast approaching
The Hong Kong Securities and Futures Commission (SFC) issued Consultation Conclusions on the Management and Disclosure of Climate-related Risks by Fund Managers in August 2021 which will amend the Fund Manager Code of Conduct (FMCC) to require Hong Kong fund managers to take climate-related risks into consideration in their investment and risk management processes, together with making appropriate disclosures.
Setting Up a Fund Management Company in Singapore
Singapore’s strong infrastructure and attractive tax system have developed it into a leading fund management centre, where institutions can manage fund operations with a presence and substance in Singapore.
Payment Services Act
The Payment Services Act (“PSA”) came into effect in Singapore on 28 January 2020 and streamlines the payment services regulatory framework under a single piece of legislation.
Licensing & Registration in Singapore
Our team has a deep understanding of the rules, guidelines and processes in relation to obtaining licences and registrations. We follow the process meticulously and assist clients from initial business set up to maintaining all ongoing regulated activities.
Compliance Policy & Procedure Solutions
Our team has the relevant expertise to develop comprehensive compliance policies and procedures to protect organisations from legal and regulatory constraints while reinforcing a culture of compliance and ongoing monitoring.
Compliance Monitoring & Ongoing Support
Our ongoing compliance support services help clients to objectively analyse whether they are meeting the specified guidelines, industry requirements and regulations to help them mitigate ongoing risk.
Compliance Review
We assist companies to evaluate the effectiveness and the compliance status of their operations by taking a risk-based review, including a thorough examination of existing policies, procedures and risk mitigation processes and systems.
Compliance Training
We provide a range of corporate governance and regulatory training solutions including customised and interactive online courses for all levels of business stakeholders.
Regulatory Compliance Audits
As we enter a period of near normality post pandemic, events such as COVID-19 and other geo-political events create new risks, particularly for financial institutions.
Corporate Compliance Solutions
We assist clients with all financial business processes, including incorporation, company secretarial services, accounting and payroll, in order to ensure tax compliance.
AML & KYC Compliance
We assist regulated institutions with their AML and CFT obligations in Singapore.
Risk Management Solutions
We help organisations to identify, build and streamline the necessary internal controls.
Compliance FAQs
We have provided these FAQs based on queries received from our clients and prospective clients.