SEC Releases Proposed Rules for ESG Funds

      SEC Releases Proposed Rules for ESG Funds
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      Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

      Waystone Compliance Solutions Launch

      Waystone and our guests gathered to celebrate the launch of Waystone Compliance Solutions in New York City.
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      Regulatory Updates April 2022

      28 April 2022 - Strengthening AML/CFT name screening practices MAS conducted thematic inspections on the AML/CFT name screening frameworks and…
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      MAS provides an update on major investigations and highlights enforcement outcomes

      The Monetary Authority of Singapore (MAS) recently provided an update on major investigations pertaining to high-profile cases in Singapore.
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      Waystone Compliance Articles & Press Releases

      FCA Encourages Sanctions Evasion Whistleblowing

      The FCA yesterday published a webpage; setting out how individuals can report the evasion of sanctions by firms on the FCA’s various…
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      Regulatory Update: Middle East Edition – April 2022

      This edition includes - DIFC consults on the prescribed company regulations, FSRA issues discussion paper on DeFi, SAMA opens consultation…
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      MAS paper on strengthening AML/CFT name screening practices

      The Monetary Authority of Singapore (“MAS”) has released an information paper after conducting a thematic review on financial institutions in…
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      SEC Exam Priorities 2022

      On March 30, 2022, the SEC released its 2022 Examinations Priorities, demonstrating that with its continued increase in examinations throughout…
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      New and emerging hedge fund technologies | AIMA CyberTech Forum 2022

      AIMA’s CyberTech Forum 2022, an inaugural virtual conference, centers around technology and cyber developments shaping the alternative management industry.
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      Waystone Compliance Articles, Press Releases, APAC Updates, & More

      Data Protection in the United Arab Emirates – What you need to know

      Please join Suzanna Ballabás, Senior Advisor and Head of Data Protection UAE, together with Sayid Madar, Head of Operations for…
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      Middle East Regulatory Update – March 2022

      This Middle East Regulatory Update includes the following: DIFC & DFSA latest developments ADGM & FSRA latest developments Middle East…
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      APAC Regulatory Updates March 2022

      This APAC regulatory update covers the following areas: Consultation Paper on Draft Public Disclosure Requirements for Regulatory Capital  Publication of…
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      We are moving!

      Waystone Compliance Solutions (US) Ltd. is pleased to announce that as of April 11th, 2022 our Chicago team will be…
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      13H Large Trader Filing
      – Deadline Fast Approaching

      Please be advised that any amendments for changes that occurred on your 13H Large Trader filing during the first quarter…
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      Waystone Compliance APAC Updates

      Virtual Assets Regulatory Landscape in the UAE

      If you are in the virtual assets space, the UAE is likely to be firmly on your radar.
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      Form ADV annual amendment 2022 – deadline fast approaching

      The deadline for annual amendments to Form ADV are due by March 31, 2022.
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      SEC Releases Proposed Disclosures Rules

      On March 21st, the SEC released details of its much-anticipated proposal for climate disclosures. The proposal would require domestic and…
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      MAS issues new sanctions in relation to Russia

      On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
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      Regulatory Update: Middle East Edition – February 2022

      This edition includes – DIFC holds AI festival, FSRA enhances framework to broaden participation in private capital markets, SCA reviews…
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      Singapore issues sanctions and restrictions against Russia

      On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
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