The California Privacy Rights Act – what it means for consumers and businesses

      The California Privacy Rights Act (CPRA) is a privacy law that was passed in California in November 2020 and came…
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      Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

      Regulatory Compliance Updates May 2023 – APAC Region

      25 April 2023 – Court convicts trader for fraud and deceit under the Securities and Futures Act Mr Pan Qi…
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      Open comment period for SEC’s proposed cyber security requirements deadline

      The Securities and Exchange Commission (SEC) is seeking public comment on proposed cyber security requirements for investment advisers and broker-dealers.…
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      MAS Consultation Paper on Enhanced Safeguards for Prospecting and Marketing Activities

      On 25 April 2023, the Monetary Authority of Singapore (MAS) issued two consultation papers, proposing increased controls in relation to…
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      Waystone Compliance Articles & Press Releases

      SEC Commissioner Lizárraga’s speech at the Digital Directors Network 2023 conference

      Recently, Commissioner Lizárraga spoke at the Digital Directors Network 2023 conference. We can gain valuable insights from the speeches that…
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      Establishing a local company in Singapore

      Singapore has a vibrant and diverse local business economy, with companies across a range of sectors contributing to the country's…
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      Regulatory Update: UK Edition – April 2023

      This UK regulatory update includes – HM Treasury Call for Evidence on the UK Investment Research Review, FCA publishes business…
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      FCA publishes speech on the Consumer Duty

      On 10 May 2023, the FCA published a speech by Sheldon Mills, Executive Director of Consumers and Competition, titled “Countdown…
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      Regulatory Update: Middle East Edition – April 2023

      This edition includes - ‌DFSA release CP150 on Money Services, Crypto Tokens and Crowdfunding, ADGM RA publishes CP on Distributed…
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      Intro to MAS Regulations and Compliance for Fund Managers in Singapore (TGS-2022601756)

      26th May 2023, 2.30 pm to 5.00 pm This course is recognised by the Institute of Banking and Finance (“IBF”)…
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      Waystone Compliance Articles, Press Releases, APAC Updates, & More

      Business Continuity Management – New Guidelines and Timelines

      The Monetary Authority of Singapore Guidelines on Business Continuity Management (BCM) set out the need for financial institutions (FIs) to…
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      Guidance on ChatGPT (or other AI language models)

      Over the last few months many clients have been asking for guidance as it relates to ChatGPT and other natural…
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      Regulatory Update: UK Edition – March 2023

      This UK regulatory update includes - HM Treasury publishes policy paper on the Investment Research Review, Dear CEO letter on…
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      Applying for a Payment Services Licence with MAS? Here is what you need to know

      The Payment Services Act (PSA) came into effect in Singapore on 28 January 2020 and has streamlined the payment services…
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      AI and Insurance

      Artificial intelligence (AI) is no longer science-fiction - businesses around the world are adopting it for a variety of reasons…
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      Waystone Compliance APAC Updates

      ACRA Proposed Amendments

      On 15 December 2022, Singapore’s Ministry of Law (MinLaw) announced the termination of “Alternative Arrangements for Meetings” (electronic meetings, or…
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      Regulatory Update: Middle East Edition – March 2023

      1.0 DIFC AND DFSA LATEST DEVELOPMENTS 2.0 ADGM AND FSRA LATEST DEVELOPMENTS 3.0 MIDDLE EAST REGULATORY UPDATES 4.0 INTERNATIONAL UPDATES…
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      Pre-Acquisition Due Diligence

      Your existing business is fully compliant and you have everything in place - you may now be considering an expansion,…
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      The Personal Data Protection Act (PDPA) and Your Obligations

      What is the Personal Data Protection Act? The Act in Singapore that covers Personal Data is The Personal Data Protection…
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      Consumer Duty Update

      Waystone Compliance Solutions and CCL Academy recently conducted a webinar on the Consumer Duty Update. Hear from expert UK/EU compliance…
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      Is compliance outsourcing right for your firm?

      Key considerations for senior management when determining if outsourcing is suitable for your firm.
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      Regulatory Compliance Updates February 2023 – APAC Region

      Have a question about any of the below updates? Get in touch with our APAC Compliance solutions team today. 23…
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