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Visit the Waystone News & Events page for global updates from the asset management industry.
Regulatory Update: UK Edition – Summer 2024
This UK regulatory update includes – FCA update on OFR developments and publication of final rules, FCA sets out final…
September 18, 2024
Navigating SEC Regulations: The Growing Importance of Mock Audits
In recent years the number of SEC Registered Investment Adviser Firms seeking Mock Audit services from our firm has proliferated.…
September 16, 2024
Regulatory Compliance Updates August 2024 – APAC Region
This APAC regulatory update includes – Decommissioning of the Corporate E-Lodgment Portal; Consultation Paper on Proposed Amendments to Requirements for…
September 13, 2024
Regulatory Compliance Updates August 2024 – ME Region
This edition includes – DFSA Publishes Consultation Paper on Client Assets Regime, DFSA and HKMA Co-host Climate Finance Conference, 100…
September 12, 2024
Securing the Internet of Things (IoT) - protecting the connected world
The rapid proliferation of Internet of Things (IoT) devices has revolutionized industries, homes, and everyday life. From smart thermostats and…
September 9, 2024
Personal data protection in Singapore
Overview of the Singapore Personal Data Protection Act (PDPA) The PDPA comprises various requirements governing the collection, use and disclosure…
September 8, 2024
Cyber risk management – resilience of information technology systems
The United Arab Emirates (“UAE”) has, in recent years, emerged as the centre for technology and all related businesses. This,…
September 2, 2024
Payment Service Provider Licence Application – MAS issues amendments to its Guidelines
The Monetary Authority of Singapore (MAS) has published amendments to its Guidelines on Licensing for Payment Service Providers [PS –…
August 29, 2024
Achieving a culture of compliance
Employee misconduct can have far-reaching consequences for both financial firms and the broader market. Globally, the numerous, well-publicised cases of…
August 14, 2024
Regulatory Compliance Updates July 2024 – APAC Region
This APAC regulatory update includes – The Guidelines on Risk Management Practices – Internal Controls – Section 3.13 on “Securitisation”;…
August 7, 2024
Regulatory Compliance Updates July 2024 – ME Region
This edition includes – DFSA Issues Dear SEO Letter on CIR Reporting Requirements, UAEFIU Publishes Updated Strategic Analysis Report, DFSA…
August 6, 2024
AI and cyber security - navigating the opportunities and challenges
As we move deeper into the digital age, the symbiotic relationship between artificial intelligence (AI) and cyber security has become…
August 5, 2024
Establishing the sources of wealth of customers – MAS issues new circular
On 26 July, MAS issued a new circular on establishing the sources of wealth (“SOW”) of customers.
August 1, 2024
Client classification in the ADGM – a comprehensive guide
The Abu Dhabi Global Market (“ADGM”) Financial Services Regulatory Authority (“FSRA”) emphasises the importance of correctly categorising clients to ensure…
July 30, 2024
Regulatory Update: UK Edition – June 2024
This UK regulatory update includes – FCA publishes new webpage on overseas appointed representatives, Bank of England publishes scenarios for…
July 19, 2024
Global IT Issue on 19 July
On Friday, 19 July a global IT issue impacted industries around the world.
July 19, 2024
Updates to Singapore's Money Laundering National Risk Assessment and Terrorism Financing National Risk Assessment
As part of Singapore’s continuing efforts to maintain the effectiveness of its anti-money laundering and countering the financing of terrorism…
July 18, 2024
Regulatory Compliance Updates June 2024 – ME Region
This edition includes – DFSA Issues Dear SEO Letter, ADGM RA Issues Consultation Paper, FATF Plenary Outcome.
July 8, 2024
Regulatory Compliance Updates June 2024 – APAC Region
This APAC regulatory update includes – the Publication of Final Amendments to Over-The-Counter (“OTC”) Derivatives Reporting Regulations and Revised Guidelines…
July 3, 2024
Guidelines on fair dealing – board and senior management responsibilities for delivering fair dealing outcomes to customers (FSG-G04)
Following the update on the revised guidelines, all financial institutions (FIs) will be expected to incorporate key principles of fair…
July 2, 2024