From company registration and licensing to compliance programmes and support, we partner with clients to manage regulatory risk across the whole organisation, from business strategies to market activities, operational and technology infrastructure, as well as sales and marketing.
With operations in Asia, the Middle East, Europe and North America and with a team of over 100 professionals, we serve clients globally with local, regional and international services. Our clients are diverse and include hedge funds, private equity, venture capital firms, banks, broker dealers, established businesses and start-ups.
We provide clients with the experience and technical skills necessary to navigate the regulatory landscape with confidence.
We seek to understand your unique organisation, its business strategies, market activities, operational and technology infrastructure and its sales and marketing activities. Each of these pieces of your organisation has regulatory touch points and will factor into your unique compliance programme. Our team of professionals have experience working within leading financial services and corporate organisations and are uniquely qualified to understand your complex business and the potential regulatory challenges.
In the post-financial crisis world, rules and regulations governing financial services firms have evolved so quickly that it is often difficult for organisations to keep pace. We ensure that your compliance programme remains current in an ever-shifting regulatory landscape.