Overview of the SEC’s Proposed Cyber Rules
The SEC has proposed cyber security rules impacting investment advisory businesses. The proposed rules would require investment advisers to implement a comprehensive cyber security program, including policies and procedures to identify, assess and mitigate cyber security risks.
This webinar covers the key requirements, implementing a cyber security program and incident reporting to the SEC. This discussion is led by a panel of experienced experts in cyber security and investment advisory compliance.
- SEC Fact sheets:
- Addressing Cybersecurity Risks to the U.S. Securities Markets
- Public Company Cybersecurity; Proposed Rules
- Cybersecurity Risk Management
- Sample ADV-C can be found here.