Overview of the SEC’s Proposed Cyber Rules
June 20, 2023
A discussion regarding how the proposed cyber rules will impact your advisory business.
The SEC has proposed cyber security rules impacting investment advisory businesses. The proposed rules would require investment advisers to implement a comprehensive cyber security program, including policies and procedures to identify, assess and mitigate cyber security risks.
This webinar covers the key requirements, implementing a cyber security program and incident reporting to the SEC. This discussion is led by a panel of experienced experts in cyber security and investment advisory compliance.
Panelist
John Zuska – Managing Director, US Cyber Solutions
Marc Leiding – Executive Director
Kevin Roan – Associate Director
Supplemental material:
- SEC Fact sheets:
- Addressing Cybersecurity Risks to the U.S. Securities Markets
- Public Company Cybersecurity; Proposed Rules
- Cybersecurity Risk Management
- Sample ADV-C can be found here.