MAS Individual Accountability and Conduct - Your Obligations
The Monetary Authority of Singapore (MAS) has introduced guidelines to help firms strengthen accountability at senior levels, enhance oversight of material risk personnel, and reinforce ethical conduct throughout the organisation.
Firms play a crucial role in safeguarding the financial system’s integrity, and the way they conduct business and engage with customers is largely influenced by the culture within their organisation.
Waystone’s guide to individual accountability and conduct provides a comprehensive overview that includes:
- the five key outcomes firms must achieve to meet MAS guidelines
- the role of senior management in driving accountability and oversight
- strategies for ensuring material risk personnel are fit and proper for their roles
- best practices for embedding a culture of ethical conduct across the organisation
- key recommendations for governance, hiring, onboarding and performance management.
Download the complete guide now
Our guide helps you understand your firm’s obligations under MAS regulations and provides actionable insights to strengthen governance, oversight and conduct management, ensuring a robust framework for accountability and ethical business practices.
How can Waystone help?
Waystone is a leading global provider of institutional governance, administration, risk, and compliance services to the asset management and financial services industry. Our global Compliance Solutions team helps clients navigate the regulatory landscape with confidence, aligning investment strategies and operational processes with compliance requirements. With over 100 compliance specialists based across Asia, the Middle East, Europe, and North America, we offer a comprehensive range of solutions, from company registration and licensing to compliance programmes and ongoing support.
In Singapore and Hong Kong, Waystone brings over 20 years of experience, working with clients regulated by the Monetary Authority of Singapore and the Securities and Futures Commission. Our team is well -equipped to provide bespoke, risk-focused, and cost-effective solutions. With extensive experience, we deliver the expertise you need while adding value to your corporate governance standards.
If you would like to discuss the themes raised in this guide with one of our APAC Compliance Solutions team members and learn how we can assist you, please contact us using the details below.