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On 11 August 2025, the UK Government’s HM Treasury released a Policy Statement on the Appointed Representatives (AR) Regime. This…

1.0 FCA UPDATES & DEVELOPMENTS 2.0 REGULATORY REFORM 3.0 ENFORCEMENT ACTION Waystone Compliance Solutions Waystone Compliance Solutions offers a new…

To coincide with the Chancellor’s Mansion House speech, the Financial Conduct Authority (FCA) issued its long-awaited consultation on reform of…

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including:…

Rachel Reeves, the UK Chancellor, delivered a highly anticipated Mansion House speech on 15 July 2025, emphasising the critical need…

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including…

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…

On 8th May 2025, the Financial Conduct Authority (“FCA”) published the results of its review of business models for smaller…

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…

This UK regulatory update includes – Financial Conduct Authority (FCA) updates and developments, The FCA Chief Executive's speech on supporting…

This UK regulatory update includes – The latest updates and developments from the Financial Conduct Authority ("FCA"), Regulatory Reform: Spotlighting…

The Financial Conduct Authority (“FCA”) has today issued the findings from its review into firms’ approaches to completing the first…

This UK regulatory update includes – FCA consults on investment research payment optionality for fund managers, Home Office issues guidance…

This UK regulatory update includes – FCA publishes Market Watch 80, Interim Regulatory Initiatives Grid published, FCA publishes the results…

In her inaugural Mansion House speech, UK Chancellor Rachel Reeves outlined a comprehensive set of plans to grow the UK…

This UK regulatory update includes – FCA published findings on oversight of Appointed Representatives, FCA update on good and poor…

This UK regulatory update includes – FCA update on OFR developments and publication of final rules, FCA sets out final…

This UK regulatory update includes – FCA publishes new webpage on overseas appointed representatives, Bank of England publishes scenarios for…