FCA Consultation on SM&CR Reforms

To coincide with the Chancellor’s Mansion House speech, the Financial Conduct Authority (FCA) issued its long-awaited consultation on reform of…
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Regulatory Update June 2025 – UK Region

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including:…
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UK Chancellor’s Mansion House 2025 Speech

Rachel Reeves, the UK Chancellor, delivered a highly anticipated Mansion House speech on 15 July 2025, emphasising the critical need…
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Regulatory Update May 2025 – UK Region

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including…
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Regulatory Update April 2025 – UK Region

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…
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The FCA’s Smaller Asset Managers and Alternatives Business Model Review

On 8th May 2025, the Financial Conduct Authority (“FCA”) published the results of its review of business models for smaller…
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Regulatory Update March 2025 – UK Region

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…
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Regulatory Update February 2025 – UK Region

This UK regulatory update includes – Financial Conduct Authority (FCA) updates and developments, The FCA Chief Executive's speech on supporting…
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Regulatory Update Winter 2024 - 2025 – UK Region

This UK regulatory update includes – The latest updates and developments from the Financial Conduct Authority ("FCA"), Regulatory Reform: Spotlighting…
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FCA Guidance on Consumer Duty Reports

The Financial Conduct Authority (“FCA”) has today issued the findings from its review into firms’ approaches to completing the first…
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Regulatory Update November 2024 – UK Region

This UK regulatory update includes – FCA consults on investment research payment optionality for fund managers, Home Office issues guidance…
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Regulatory Update October 2024 – UK Region

This UK regulatory update includes – FCA publishes Market Watch 80, Interim Regulatory Initiatives Grid published, FCA publishes the results…
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UK Chancellor’s Mansion House Speech: Points of Interest for FCA-Regulated Firms

In her inaugural Mansion House speech, UK Chancellor Rachel Reeves outlined a comprehensive set of plans to grow the UK…
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Regulatory Update: UK Edition – September 2024

This UK regulatory update includes – FCA published findings on oversight of Appointed Representatives, FCA update on good and poor…
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Regulatory Update: UK Edition – Summer 2024

This UK regulatory update includes – FCA update on OFR developments and publication of final rules, FCA sets out final…
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Regulatory Update: UK Edition – June 2024

This UK regulatory update includes – FCA publishes new webpage on overseas appointed representatives, Bank of England publishes scenarios for…
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Regulatory Update: UK Edition – May 2024

This UK regulatory update includes – FCA and HMT publishes Roadmap for implementing the Overseas Funds Regime, FSRC launches inquiry…
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Regulatory Update: UK Edition – April 2024

This UK regulatory update includes – FCA consults on extending the SDR Regime to Portfolio Management, FCA published finalised guidance…
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