All the latest
compliance news,
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Notice for Firms on the FCA’s improved Appointed Representatives regime
The FCA’s new rules for Appointed Representatives (ARs) come into force on 8 December 2022.
November 23, 2022
It is with sadness that we mark the passing of Her Majesty The Queen
Following the passing of Her Majesty Queen Elizabeth II, we reflect on her remarkable reign and her dedication to a…
September 9, 2022
The deadline for the Hong Kong SFC’s climate-related requirements is fast approaching
The Hong Kong Securities and Futures Commission (SFC) issued Consultation Conclusions on the Management and Disclosure of Climate-related Risks by…
August 30, 2022
Key Compliance Updates in your region - what you need to know
Waystone Compliance Solutions was launched at the start of this year and since then we have seen the global compliance…
June 29, 2022
FCA Encourages Sanctions Evasion Whistleblowing
The FCA yesterday published a webpage; setting out how individuals can report the evasion of sanctions by firms on the FCA’s various…
May 19, 2022
隆重推出 Waystone 合规解决方案
Titan Regulation、Argus Global、CCL Compliance 和 ISAS 现在均属于 Waystone 合规解决方案的组成部分。 Waystone 合规解决方案可为企业领域的合规服务开辟一条新颖而独特的道路。
January 12, 2022
Launching Waystone Compliance Solutions
Titan Regulation, Argus Global, CCL Compliance and ISAS are now Waystone Compliance Solutions.
January 12, 2022
Form Filing-New York IA Representative Registration
FINRA recently announced that effective February 1, 2021, the State of New York (NY) will begin registering Investment Adviser Representatives…
November 30, 2021
Presenting Waystone Compliance Solutions
Waystone Compliance Solutions offers a new and unique approach to compliance services at a corporate level. Formed by merging four…
October 29, 2021
Welcome to Waystone
Institutional provider of governance, risk and compliance services. Waystone is the leading provider of institutional governance, risk and compliance services…
October 8, 2021
Argus Global comes together with Waystone
Argus Global is delighted to announce that it has come together with Waystone to form Waystone Compliance Solutions together with…
June 17, 2021
Waystone Creates Global Compliance Offering
Leader in fund governance and compliance solutions creates new, global businessLONDON, 16 June 2021 Waystone, the leading, global governance and…
June 16, 2021