Compliance Update: Breakfast Briefing

      Come along to our complimentary Compliance Update: Breakfast Briefing in partnership with CCL Academy and hear from expert compliance professionals as they provide updates on proposed regulatory reforms, the latest on the Sustainable Disclosure Requirements and more.

      The briefing is designed to assist firms in their planning and is intended for Senior Management, Compliance and Financial Crime professionals.

      Date:

      Wednesday 11 October

      Time:

      8:30 – 11:30 am

      Location:

      The Great Hall, One Moorgate Place, London, EC2R 6EA

      Agenda

      • 8:30 – 9:10am: Registration & Networking
      • 9:10 – 9:20am: Welcome from Chair
      • 9:20 – 9:45am: Fraud – The Corporate Offence
      • 9:45 – 10:10am: Sustainability Disclosure Requirements and Investment Labels
      • 10:10 – 10:35am: Where Next for the Consumer Duty?
      • 10:35 – 11:00am: Update on UK Regulatory Reform
      • 11:00 – 11:10am: Close

      Register now

      Previous post Next post
      Share

      More like this

      The Consumer Duty is for life, not just for summer

      For those firms falling within the scope of the FCA's Consumer Duty, the 12 months leading up to the 31…
      Read more

      Regulatory Update: UK Edition – Summer 2023

      This UK regulatory update includes – HM Treasury publishes outcome of Investment Research Review, FCA publishes results of Liquidity Management…
      Read more

      Regulatory Update: UK Edition – June 2023

      This UK regulatory update includes – FCA Quarterly Consultation No. 40, EU and UK sign Memorandum of understanding on regulatory…
      Read more

      FCA publishes findings from its Liquidity Management multi-firm review

      On July 6 2023, the Financial Conduct Authority (FCA) published findings from its Liquidity Management multi-firm review conducted on Authorised…
      Read more

      Regulatory Update: UK Edition – May 2023

      This UK regulatory update includes – FCA PS23/4 on Improving Equity Secondary Markets, FCA consults on proposed equity listing rule…
      Read more

      Regulatory Update: UK Edition – April 2023

      This UK regulatory update includes – HM Treasury Call for Evidence on the UK Investment Research Review, FCA publishes business…
      Read more