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What Recent DFSA Enforcement Activity Teaches Us About Brokerage Risk
Recent enforcement activity by the Dubai Financial Services Authority (‘DFSA’) serves as a timely reminder for firms operating in the…
April 29, 2026
SEC Proposes Amendments to Form PF Reporting Requirements: Next Steps for Advisers
On April 20, 2026, the Securities and Exchange Commission (SEC), together with the Commodity Futures Trading Commission, issued a notice…
April 22, 2026
Singapore Corporate Income Tax (CIT) Rebate for YA 2026 and Filing Deadlines
As companies close Financial Year 2025, it is essential to begin preparing for Corporate Income Tax (CIT) filing for the…
April 20, 2026
Regulatory Updates March 2026 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
April 16, 2026
Regulatory Update March 2026 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
April 15, 2026
Regulatory Update March 2026 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
April 8, 2026
Outsourcing AML/KYC in Singapore: Why Oversight is Now the Real Regulatory Test
For many financial institutions in Singapore – including fund managers, VCCs, intermediaries and payment firms – outsourcing AML/KYC remains a…
April 6, 2026
SFC Circular on Statutory Obligations During Inspections: Ensuring Full Compliance with Section 180 of the SFO – A Practical Guide for Licensed Corporations
The Securities and Futures Commission (SFC) has issued a strong reminder to all licensed corporations (LCs) regarding their statutory obligations…
April 2, 2026
DFSA Conduct Principles from 1 July 2026: What Firms Should Be Doing Now
From 1 July 2026, the Dubai Financial Services Authority (‘DFSA’) will replace the current Principles for Authorised Individuals with a…
March 31, 2026
California DFPI Pauses FIPVCC Implementation: Updated Regulatory Outlook for Venture Capital Firms
The California Department of Financial Protection and Innovation (“DFPI”) has formally suspended implementation and enforcement of the Fair Investment Practices…
March 20, 2026
Regulatory Update February 2026 – ME Region
This edition includes – DFSA Issues Amendments to AML and GLO Rulebooks, FSRA Issues Dear SEO Letter on UAE’s Virtual…
March 18, 2026
MAS Regulatory Updates for 2025: Key Changes Impacting Licensed Financial Advisers and Exempted Financial Advisers
In 2025, the Monetary Authority of Singapore (MAS) introduced a wide range of regulatory enhancements aimed at strengthening advisory standards,…
March 17, 2026
Regulatory Updates February 2026 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
March 16, 2026
MAS BCM Guidelines: Preparing for the 2026/2027 BCM Audit Cycle in Singapore
Financial institutions regulated by the Monetary Authority of Singapore (“MAS”) should begin preparing for the next Business Continuity Management (“BCM”)…
March 13, 2026
Regulatory Update February 2026 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
March 5, 2026
Regulatory Updates January 2026 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
February 23, 2026
California Venture Capital Diversity Reporting 2026: Compliance Guide for Venture Capital Firms
California has introduced a new regulatory framework that will significantly reshape demographic transparency expectations for venture capital (VC) firms operating…
February 19, 2026
Regulatory Update January 2026 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
February 9, 2026
DFSA Suitability Thematic Review 2026: Key Implications for Authorised Firms
Ensuring firms have adequate suitability frameworks in place has been, and will continue to be, a key priority for the…
February 5, 2026
Regulatory Update January 2026 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
February 4, 2026
Responsible AI Deployment: Ensuring Robust Governance and Data Protection Controls
Artificial Intelligence (AI’) is rapidly reshaping the financial services landscape with applications spanning risk management, compliance processes, customer interaction, and…
February 3, 2026