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Visit the Waystone News & Events page for global updates from the asset management industry.
Regulatory Update January 2026 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
February 4, 2026
Responsible AI Deployment: Ensuring Robust Governance and Data Protection Controls
Artificial Intelligence (AI’) is rapidly reshaping the financial services landscape with applications spanning risk management, compliance processes, customer interaction, and…
February 3, 2026
Consultation: MAS Guidelines on Artificial Intelligence Risk Management
On 13 November 2025, the Monetary Authority of Singapore (MAS) issued a Consultation Paper - Guidelines on Artificial Intelligence Risk…
January 30, 2026
Preparing for Regulation S-P Exams in 2026: SEC Priorities and Key Takeaways from the January 2026 Outreach Session
On January 22, 2026, the SEC’s Division of Examinations held a detailed outreach session to highlight expectations under the amended…
January 29, 2026
CFTC Issues Interim No-Action Relief for Certain SEC-Registered CPOs and CTAs
On December 19, 2025, the Commodity Futures Trading Commission (“CFTC”)’s Market Participants Division (“MPD”) issued CFTC Letter No. 25-50, granting…
January 27, 2026
Regulatory Updates December 2025 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
January 20, 2026
Regulatory Update December 2025 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
January 14, 2026
Strengthening AML/CFT Readiness in 2026: Key Priorities for Singapore Estate Agencies
As we step into 2026, Singapore’s estate agencies are entering a new phase of regulatory maturity.
January 13, 2026
Regulatory Update December 2025 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
January 7, 2026
Regulatory Updates November 2025 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
December 22, 2025
SEC Issues New Risk Alert on Marketing Rule Compliance: Key Findings for Investment Advisers
On December 16, 2025, the SEC Division of Examinations issued a Risk Alert, “Additional Observations Regarding Advisers’ Compliance with the…
December 22, 2025
Regulatory Update November 2025 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
December 15, 2025
SEC Grants Temporary Relief for Rule 13f-2 and Form SHO
On December 3, 2025, the Securities and Exchange Commission (SEC) issued an order granting temporary exemptive relief from compliance with…
December 8, 2025
Compliance Readiness 2026: SFC Checklist and Key Priorities for Fund Managers
As 2025 comes to a close, Licensed Corporations (“LCs”) with Type 9 licenses in Hong Kong face a pivotal transition…
December 8, 2025
Compliance Readiness 2026: MAS Checklist and Key Priorities for Fund Managers
As 2025 draws to a close, Licensed Fund Management Companies (LFMCs) in Singapore face a critical transition into 2026. Beyond…
December 8, 2025
CPT Deadline 2025 – Complete Your Hours Online with Waystone
Stay ahead of regulatory requirements and protect your firm’s license. All licensed entities, representatives, and Responsible Officers (ROs) must complete…
December 5, 2025
Regulatory Update November 2025 – US Region: SEC 2026 Examination Priorities in Focus
FINRA Annual Renewal Timeline and Action Steps and SEC Division of Examinations has published its 2026 Examination Priorities.
December 5, 2025
Hong Kong’s Digital Asset Regulatory Landscape: The Current State, What’s Next and How to Prepare
Hong Kong has established itself as a leading global hub for virtual assets and fintech innovation, due to the bold…
December 2, 2025
Regulatory Updates October 2025 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
November 25, 2025
FSRA Amends its Prudential Framework for Lower-Risk Firms
On 19 August, the Financial Services Regulatory Authority (‘FSRA’) published amendments to its prudential framework for category 3B, 3C and…
November 13, 2025
Regulatory Update October 2025 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
November 10, 2025