Cameron Flagg is an experienced compliance consultant with over 13 years of specialist compliance experience within the securities market, with a focus on equities, options and derivatives.
A licenced attorney, Cameron began his career and spent a number of years as a trial attorney for the City of Chicago and was subsequently employed at NYSE Regulation as an Investigator where he was responsible for conducting surveillance and investigations.
Subsequently, Cameron worked as a Manager in FINRA’s market regulation department, where he supervised a team of investigators working on cases including, market manipulation, short sales, secondary offerings and options origin codes. Cameron’s role at FINRA also included examining member firms’ compliance systems, risk controls and written supervisory procedures.
Previously, Cameron was the Chief Compliance Officer and General Counsel for an algorithmic market making firm and an affiliated investment adviser, where he was responsible for all aspects of the firm’s compliance, legal, and regulatory programmes.
At Waystone, Cameron is responsible for broker-dealer registration and compliance programme design, independent anti-money laundering audits, investigation and enforcement action response and remediation plans, and specialised compliance services for FinTechs.
Cameron is a graduate of the University of Illinois Champaign-Urbana and Chicago-Kent College of Law and has passed the Series 7, 57, 24, 27, and 65 examinations. Cameron is also a Certified Anti-Money Laundering Specialist (CAMS).