Leo Wong is Director of Compliance Solutions at Waystone, specializing in Securities and Futures Commission (SFC) compliance consulting services. Leo has extensive experience across a wide range of sectors, including asset management, securities, investment advisory, crypto assets and other financial services.
Prior to joining Waystone, Leo served as the Head of Compliance for several SFC-licensed corporations, including asset management, securities brokerage, and crypto prime brokerage firms. In his role as a compliance consultant, Leo oversaw a variety of regulatory projects for large institutions and SFC-licensed corporations. His expertise includes leading SFC licensing applications, conducting SFC inspections (both actual and mock), performing compliance gap analyses, delivering compliance training for consulting clients, and acting as a public speaker and tutor for Hong Kong Securities Institute (HKSI).
Leo holds a Master’s degree in Accounting from the University of Cambridge and is a qualified member of the Hong Kong Institute of Certified Public Accountants (HKICPA) and Global Association of Risk Professionals (GARP) with a Financial Risk Manager (FRM) certification.
