A Guide to Applying for a Type 9 SFC Licence in Hong Kong
In Hong Kong, the Securities and Futures Commission (SFC) is the regulatory body responsible for overseeing financial markets and ensuring the integrity and stability of the financial services industry.
Practical steps to applying for a Type 9 SFC Licence in Hong Kong
If your entity is planning to offer asset management services in Hong Kong, applying for a Type 9 licence with the SFC is a necessary step. Waystone’s guide to applying for a Type 9 SFC Licence in Hong Kong outlines the application process and the key considerations involved, including:
- what is considered a Type 9 regulated activity
- eligibility assessment
- application process details
- expected time frame.
Download the complete guide now
Our comprehensive guide offers everything you need to know including, determining eligibility, full application process details and an overview of your regulatory obligations with the SFC.
How can Waystone help?
Waystone is a leading global provider of institutional governance, administration, risk, and compliance services to the asset management and financial services industry. Our global Compliance Solutions team helps clients navigate the regulatory landscape with confidence, aligning investment strategies and operational processes with compliance requirements. With over 100 compliance specialists based across Asia, the Middle East, Europe, and North America, we offer a comprehensive range of solutions, from company registration and licensing to compliance programmes and ongoing support.
In Hong Kong, Waystone brings over 20 years of experience, working with clients regulated by the Securities and Futures Commission. Our team is well equipped to provide bespoke, risk-focused, and cost-effective solutions. With extensive experience, we deliver the expertise you need while adding value to your corporate governance standards.
If you would like to find out more about the Type 9 Licence in Hong Kong, please reach out to our APAC Compliance Solutions team members using the contact button below, and learn how we can assist you.