Regulatory Updates November 2025 – APAC Region

Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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Regulatory Update November 2025 – ME Region

Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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SEC Grants Temporary Relief for Rule 13f-2 and Form SHO

On December 3, 2025, the Securities and Exchange Commission (SEC) issued an order granting temporary exemptive relief from compliance with…
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Compliance Readiness 2026: SFC Checklist and Key Priorities for Fund Managers

As 2025 comes to a close, Licensed Corporations (“LCs”) with Type 9 licenses in Hong Kong face a pivotal transition…
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Compliance Readiness 2026: MAS Checklist and Key Priorities for Fund Managers

As 2025 draws to a close, Licensed Fund Management Companies (LFMCs) in Singapore face a critical transition into 2026. Beyond…
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CPT Deadline 2025 – Complete Your Hours Online with Waystone

Stay ahead of regulatory requirements and protect your firm’s license. All licensed entities, representatives, and Responsible Officers (ROs) must complete…
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Regulatory Update November 2025 – US Region: SEC 2026 Examination Priorities in Focus

FINRA Annual Renewal Timeline and Action Steps and SEC Division of Examinations has published its 2026 Examination Priorities.
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Hong Kong’s Digital Asset Regulatory Landscape: The Current State, What’s Next and How to Prepare

Hong Kong has established itself as a leading global hub for virtual assets and fintech innovation, due to the bold…
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Regulatory Updates October 2025 – APAC Region

Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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FSRA Amends its Prudential Framework for Lower-Risk Firms

On 19 August, the Financial Services Regulatory Authority (‘FSRA’) published amendments to its prudential framework for category 3B, 3C and…
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Regulatory Update October 2025 – ME Region

Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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Regulatory Update October 2025 – US Region

Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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MAS Consultation on Measures to Enhance Investor Recourse Avenues in Market Misconduct Cases

On 24 October 2025, the Monetary Authority of Singapore (“MAS”) issued a consultation paper proposing recommendations aimed at enhancing investor…
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Singapore Corporate Tax Filing Deadline for 2025

As the financial year rolls on, companies in Singapore should take note of an important compliance milestone fast approaching: the…
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Regulatory Updates September 2025 – APAC Region

This APAC Regulatory Update includes Singapore Enforcement Actions, Guidelines on Standards of Conduct for Digital Advertising Activities, Supplemental Joint Circular…
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FSRA Cyber Risk Management Requirements & New Cyber Threat Intelligence Platform

Cybersecurity remains a top supervisory priority for the Financial Services Regulatory Authority (“FSRA”). With increasing reliance on digital financial infrastructure,…
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Regulatory Update September 2025 – US Region

This US Regulatory Update includes SEC unveils 2025 agenda focused on innovation and oversight, Nasdaq proposes rule to enable trading…
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Regulatory Update September 2025 – UK Region

Waystone Compliance Solutions Waystone provides comprehensive compliance solutions to the asset management and finance industry to enable our clients to…
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