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Regulatory background The Financial Resources Rules (hereinafter “FRR”) stipulated by Cap. 571N Securities and Futures (Financial Resources) Rules (hereinafter “SFO…

Regulatory Shifts for Hedge Fund Managers For the recent years, there have been growing concerns for large hedge fund managers…

This APAC Regulatory Update includes Consultation Paper on the Proposed Amendments to Anti-Money Laundering and Countering the Financing of Terrorism…

In January 2024, the Hong Kong Securities and Futures Commission (SFC) unveiled its Strategic Priorities for 2024-2026, aiming to strengthen…

This APAC Regulatory Update includes – issuance of response to consultation paper on proposed legislative amendments to the requirements for…

The Monetary Authority of Singapore (MAS) has updated its Guidelines on Licensing and Conduct of Business for Fund Management Companies…

As part of its ongoing efforts to enhance regulatory efficiency and streamline processes, the Monetary Authority of Singapore (“MAS”) has…

During this webinar, Waystone's compliance experts explore the latest regulatory compliance updates and trends across multiple jurisdictions which are relevant…

This APAC Regulatory Update includes – Financial Institutions (Miscellaneous Amendments) Act 2024, Asset and Wealth Management Activities Survey 2024 and…

The Securities and Futures Commission (SFC) in Hong Kong plays a pivotal role in regulating and supervising the financial markets.…

This APAC regulatory update includes – Application for Approval to Obtain Effective Control, Basic Financial Planning Guide, Guidelines for Market…

The Securities and Futures Commission (“SFC”) has published the Hong Kong Market Sounding Guidelines (the “Guidelines”), which will take effect…

This APAC regulatory update includes – Information Paper on Artificial Intelligence Model Risk Management, Monetary Authority of Singapore Guidelines on…

In early 2022, the Singapore police force launched a comprehensive and coordinated investigation into a group of individuals operating covertly.…

MAS has updated a list of FAQs relating to the licensing and registration of Fund Management Companies (“FMCs”) in Singapore.

As we approach the end of 2024, this update serves as an important reminder of key regulatory requirements from the…

The Securities and Futures Commission (“SFC”) and the Monetary Authority of Singapore (“MAS”) have issued significant guidance to address ongoing…

This APAC regulatory update includes – Monetary Authority of Singapore ("MAS") is implementing mandatory reference checks for Financial Institutions ("FIs"),…