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Compliance Readiness 2026: SFC Checklist and Key Priorities for Fund Managers
As 2025 comes to a close, Licensed Corporations (“LCs”) with Type 9 licenses in Hong Kong face a pivotal transition…
December 8, 2025
Compliance Readiness 2026: MAS Checklist and Key Priorities for Fund Managers
As 2025 draws to a close, Licensed Fund Management Companies (LFMCs) in Singapore face a critical transition into 2026. Beyond…
December 8, 2025
CPT Deadline 2025 – Complete Your Hours Online with Waystone
Stay ahead of regulatory requirements and protect your firm’s license. All licensed entities, representatives, and Responsible Officers (ROs) must complete…
December 5, 2025
Hong Kong’s Digital Asset Regulatory Landscape: The Current State, What’s Next and How to Prepare
Hong Kong has established itself as a leading global hub for virtual assets and fintech innovation, due to the bold…
December 2, 2025
Regulatory Updates October 2025 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
November 25, 2025
MAS Consultation on Measures to Enhance Investor Recourse Avenues in Market Misconduct Cases
On 24 October 2025, the Monetary Authority of Singapore (“MAS”) issued a consultation paper proposing recommendations aimed at enhancing investor…
November 4, 2025
Singapore Corporate Tax Filing Deadline for 2025
As the financial year rolls on, companies in Singapore should take note of an important compliance milestone fast approaching: the…
October 31, 2025
Regulatory Updates September 2025 – APAC Region
This APAC Regulatory Update includes Singapore Enforcement Actions, Guidelines on Standards of Conduct for Digital Advertising Activities, Supplemental Joint Circular…
October 23, 2025
SFC Regulations on Business Continuity Plans
As a licensed corporation (LC) under the Securities and Futures Commission (SFC), maintaining robust operational resilience is paramount to safeguarding…
October 6, 2025
Phishing Detection and Prevention Takeaways from the SFC Circular
As phishing scams continue to impact clients and markets in 2025, the Securities and Futures Commission (SFC) issued a circular.
October 1, 2025
Regulatory Updates August 2025 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
September 29, 2025
SFC Enhances Facilitative Measures for Visiting Professionals
On 15 July 2025, the Securities and Futures Commission (SFC) issued a circular announcing enhanced measures to facilitate visiting professionals…
September 24, 2025
SFC Resumes Collection of Annual Licensing Fees
The Securities and Futures Commission (SFC) issued a circular announcing the resumption of annual licensing fee collections for intermediaries and…
September 17, 2025
Regulatory Updates July 2025 – APAC Region
This APAC Regulatory Update includes MAS issues guidance for financial institutions on managing technology and cyber risks from third-party service…
August 27, 2025
Preparing for an SFC Inspection: A Guide for Licensed Corporations
As a corporation licensed by the Securities and Futures Commission (SFC) in Hong Kong, strict adherence to regulatory requirements is…
August 25, 2025
MAS Tightens AML/CFT Rules: Key Changes Every Financial Institution Must Know
On 30 June 2025, the Monetary Authority of Singapore (MAS) published its finalised response to consultation feedback on proposed amendments…
August 20, 2025
Managing Climate-Related Risks: A Fund Manager’s Guide
Climate-related risks pose significant financial, operational, and reputational challenges to fund managers.
August 18, 2025
SFC Flags Issues in Managing Private Funds and Discretionary Accounts
In a circular titled “Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts,” the Securities…
August 11, 2025