All the latest
compliance news,
articles and events

The insurance industry in the UAE is set to undergo a major transformation starting February 15, 2025. In response to…

This edition includes – DFSA Publishes Findings from the 2024 Whistleblowing Thematic Review, ADGM reduces Commercial License Fees, SCA Drafts…

The Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market (“ADGM”) has recently issued a significant regulatory penalty,…

This edition includes – FSRA introduces a Regulatory Framework concerning Fiat-Referenced Tokens; UAE signs multiple MoUs with international bodies in…

In today’s digital world, cyber security is more than just an IT issue, it's a business-critical concern.

This edition includes – Dubai Financial Services Authority issues Dear SEO Letter 'Key Themes and findings from the Cyber Thematic…

This edition includes – DFSA Thematic Review on Complaints Handling Key Findings, DFSA publishes Thematic Review for Money Service Providers,…

The Federal Decree-Law No. 48 of 20231 marks a significant overhaul of the UAE’s insurance regulatory framework, aligning it with…

On 15 April 2024, the Dubai Financial Services Authority (‘DFSA’) introduced a new Fixed Penalty Notice (‘FPN’) regime.

A well-structured compliance function is crucial for any financial institution, ensuring that it effectively meets regulatory requirements and protects its…

This edition includes – Abu Dhabi Finance Week: Top Finance Leaders to Speak at 2024 Edition, New Initiatives for Wealth…

This edition includes – DFSA Publishes Consultation Paper on Client Assets Regime, DFSA and HKMA Co-host Climate Finance Conference, 100…

In recent years, the United Arab Emirates (“UAE”) has emerged as the centre for technology and all related businesses. This,…

Employee misconduct can have far-reaching consequences for both financial firms and the broader market, leading regulators to promote a "culture…

This edition includes – DFSA Issues Dear SEO Letter on CIR Reporting Requirements, UAEFIU Publishes Updated Strategic Analysis Report, DFSA…

The Abu Dhabi Global Market (“ADGM”) Financial Services Regulatory Authority (“FSRA”) emphasises the importance of correctly categorising clients to ensure…

This edition includes – DFSA Issues Dear SEO Letter, ADGM RA Issues Consultation Paper, FATF Plenary Outcome.

Firms registered in the Dubai International Financial Centre ("DIFC") and the Abu Dhabi Global Market ("ADGM") as Designated Non-Financial Businesses…