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This edition includes – DFSA Thematic Review on Complaints Handling Key Findings, DFSA publishes Thematic Review for Money Service Providers,…

The Federal Decree-Law No. 48 of 20231 marks a significant overhaul of the UAE’s insurance regulatory framework, aligning it with…

On 15 April 2024, the Dubai Financial Services Authority (‘DFSA’) introduced a new Fixed Penalty Notice (‘FPN’) regime.

A well-structured compliance function is crucial for any financial institution, ensuring that it effectively meets regulatory requirements and protects its…

This edition includes – Abu Dhabi Finance Week: Top Finance Leaders to Speak at 2024 Edition, New Initiatives for Wealth…

This edition includes – DFSA Publishes Consultation Paper on Client Assets Regime, DFSA and HKMA Co-host Climate Finance Conference, 100…

In recent years, the United Arab Emirates (“UAE”) has, in recent years, emerged as the centre for technology and all…

Employee misconduct can have far-reaching consequences for both financial firms and the broader market, leading regulators to promote a "culture…

This edition includes – DFSA Issues Dear SEO Letter on CIR Reporting Requirements, UAEFIU Publishes Updated Strategic Analysis Report, DFSA…

The Abu Dhabi Global Market (“ADGM”) Financial Services Regulatory Authority (“FSRA”) emphasises the importance of correctly categorising clients to ensure…

This edition includes – DFSA Issues Dear SEO Letter, ADGM RA Issues Consultation Paper, FATF Plenary Outcome.

Firms registered in the Dubai International Financial Centre ("DIFC") and the Abu Dhabi Global Market ("ADGM") as Designated Non-Financial Businesses…

This edition includes - ADGM Issues Dear SEO Letter, Amendments to Financial Markets Tribunal’s Rules of Procedure and ADGM Commissioner…

Many firms in the United Arab Emirates (“UAE”) are still considering whether a Data Protection Officer (“DPO”) appointment is necessary.…

Regulated firms can leverage complaint handling as a powerful tool.

This edition includes – DFSA issues Dear Seo Letter on Fixed Penalty Notice, FSRA Issues Dear Seo Letter, ADGM Wins…

This edition includes – DFSA issues Consultation Paper on DFSA Fees, ADGM Reflects on 2023 Successes, DFSA Issues SEO Letter…

A key consideration for United Arab Emirates (“UAE”) firms with a presence in the Kingdom of Saudi Arabia (“KSA”), is…