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Regulatory Update June 2025 – UK Region
This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including:…
July 17, 2025
Regulatory Update June 2025 – ME Region
This edition includes – DIFC and DFSA latest developments, ADGM and FSRA latest developments, international updates, enforcement actions.
July 15, 2025
MAS Issues Enforcement Actions to Reinforce Compliance Expectations
In the first week of July, the Monetary Authority of Singapore (MAS) reinforced its commitment to regulatory integrity with two…
July 14, 2025
SFC Regulatory Updates - What Asset Managers Need to Know
The Securities and Futures Commission (hereinafter the “SFC”) has issued several circulars in the first half of 2025, reflecting a…
July 7, 2025
Regulatory Updates May 2025 – APAC Region
This APAC regulatory updates includes publication of the Countering Proliferation Financing – Industry Perspectives on Best Practices Paper, MAS Consultation…
June 27, 2025
The FRR Evolution: Strengthening Compliance in Asset Management Webinar
The Hong Kong Securities and Futures Commission (SFC) has introduced key amendments to the Securities and Futures (Financial Resources) Rules…
June 25, 2025
Regulatory Update May 2025 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
June 24, 2025
Market Sounding in Hong Kong under SFC Regulations
The Securities and Futures Commission (hereinafter “SFC”) has introduced Market Sounding Guidelines (hereinafter the “Guideline”), effective from 2 May 2025.
June 20, 2025
BE-180 Benchmark Survey – Deadline Fast Approaching
Every five years, the Bureau of Economic Analysis (BEA) conducts the BE-180 Benchmark Survey, the most comprehensive survey of US…
June 17, 2025
Regulatory Update May 2025 – UK Region
This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including…
June 16, 2025
MAS Reminder - Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) enforcement
As Singapore’s financial sector continues to develop in size and complexity, the Monetary Authority of Singapore (“MAS”) is continually taking…
June 13, 2025
Regulatory Update May 2025 – ME Region
This edition includes – DFSA Dear MLRO Letter on National Risk Assessment, DFSA Amends Legislation following Consultation Paper 161 “Enhancing…
June 13, 2025
Regulation S-P Amendments are Here
The US Securities and Exchange Commission (SEC) has finalized significant amendments to Regulation S-P (Reg S-P), which governs how financial…
June 9, 2025
The SFC’s Financial Resources Rules – what you need to know
The Financial Resources Rules (hereinafter “FRR”) stipulated by Cap. 571N Securities and Futures (Financial Resources) Rules (hereinafter “SFO (FRR)”) form…
June 6, 2025
SFC’s Revised FRR Form and New Reporting Requirements for Hedge Fund Managers
Regulatory Shifts for Hedge Fund Managers For the recent years, there have been growing concerns for large hedge fund managers…
May 30, 2025
Navigating Conflicts of Interest: DFSA and FSRA Requirements for Authorised Firms
Conflicts of interest may present a significant risk to the integrity of financial services. As a result, identifying, managing, and…
May 28, 2025
Regulatory Update April 2025 – US Region
This US Regulatory Update includes Amendments to Form PF, Extension to Form N-PORT, New Co-Investment Relief for BDCs and CEFs.
May 27, 2025