All the latest
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Regulatory Update April 2025 – ME Region
This edition includes – UAE Complete National Risk Assessment on AML/CFT, FSRA Issues Consultation Paper on Cyber Risk, DFSA Issues…
May 13, 2025
Preparing for FinCEN’s New AML Rule: Why Investment Advisers Should Act Now
Effective January 1, 2026, investment advisers registered with the Securities and Exchange Commission (RIAs) and exempt reporting advisers (ERAs) will…
May 12, 2025
The FCA’s Smaller Asset Managers and Alternatives Business Model Review
On 8th May 2025, the Financial Conduct Authority (“FCA”) published the results of its review of business models for smaller…
May 12, 2025
Regulatory Update March 2025 – US Region
This US Regulatory Update includes – SEC No-Action Relief on Rule 506(c) Verification, Extension of Compliance Deadlines for the Names…
April 30, 2025
Reminder of SFC’s Strategic Priorities for 2024-2026
In January 2024, the Hong Kong Securities and Futures Commission (SFC) unveiled its Strategic Priorities for 2024-2026, aiming to strengthen…
April 28, 2025
Regulatory Update March 2025 – APAC Region
This APAC Regulatory Update includes – issuance of response to consultation paper on proposed legislative amendments to the requirements for…
April 23, 2025
Regulatory Update March 2025 – UK Region
This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…
April 23, 2025
DFSA High-Level Cyber Risk Management Guide
In line with the Dubai Financial Services Authority (‘DFSA’) regulations, specifically General Rulebook (‘GEN’) Rule 5.5 on Cyber Risk Management,…
April 22, 2025
FSRA IT Risk Management Expectations: A High-Level Summary
The Financial Services Regulatory Authority (‘FSRA’) IT Risk Management Guidance, published in November 2024, provides a structured approach to help…
April 22, 2025
Regulatory Update March 2025 – ME Region
This edition includes – DFSA Publishes CP on Licensed Functions and Authorised Individuals, FSRA Issues CP on Periodic Fund Reporting…
April 8, 2025
Regulatory Update February 2025 – UK Region
This UK regulatory update includes – Financial Conduct Authority (FCA) updates and developments, The FCA Chief Executive's speech on supporting…
April 1, 2025
Navigating a DFSA Inspection: A Guide for (Re)Insurers
This guide outlines the key areas that DFSA inspectors may focus on, offering practical steps for insurance firms to prepare…
March 21, 2025
Regulatory Compliance Update for Fund Managers in Asia
During this webinar, Waystone's compliance experts explore the latest regulatory compliance updates and trends across multiple jurisdictions which are relevant…
March 17, 2025
Financial Crime Prevention & Compliance Training Guide
This guide aims to assist firms, including Compliance Officers and Money Laundering Reporting Officers (‘MLRO’s), in ensuring their employees understand…
March 14, 2025
Hong Kong SFC Increases Scrutiny on Asset Managers – Are You Prepared?
The Securities and Futures Commission (SFC) in Hong Kong plays a pivotal role in regulating and supervising the financial markets.…
March 11, 2025
SEC Introduces Cyber and Emerging Technologies Unit
The US Securities and Exchange Commission (SEC) has launched the Cyber and Emerging Technologies Unit (CETU) as of February 20,…
March 10, 2025
Regulatory Update February 2025 – ME Region
This edition includes – DFSA Issues Dear SEO Letter on Thematic Review on Conflicts of Interest, DFSA Launches Consultation on…
March 10, 2025
Regulatory Update January 2025 – ME Region
This edition includes – DFSA Publishes Findings from the 2024 Whistleblowing Thematic Review, ADGM reduces Commercial License Fees, SCA Drafts…
February 14, 2025