Regulatory Update July 2025 – US Region

July 2025 saw significant regulatory activity across multiple agencies, with a common theme of reducing unnecessary burdens while balancing investor…
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Managing Climate-Related Risks: A Fund Manager’s Guide

Climate-related risks pose significant challenges to fund managers. The Securities and Futures Commission’s (SFC’s) requirements, aligned with global standards, emphasise…
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Regulatory Update July 2025 – UK Region

1.0 FCA UPDATES & DEVELOPMENTS 2.0 REGULATORY REFORM 3.0 ENFORCEMENT ACTION Waystone Compliance Solutions Waystone Compliance Solutions offers a new…
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SFC Flags Issues in Managing Private Funds and Discretionary Accounts

In a circular titled “Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts,” the Securities…
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Regulatory Update July 2025 – ME Region

This editions includes: DIFC Enacts Amendments to the DIFC Data Protection Legislation, FSRA Issues Cyber Risk Management Framework, FSRA Publishes…
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Navigating MAS Payment Services Act Changes: 2023–2025

Singapore has emerged as a global leader in payment services regulation, with the Monetary Authority of Singapore (MAS) pioneering a…
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Regulatory Update June 2025 – US Region

This US regulatory updates includes SEC resumes registrations of Swiss-based investment advisers, SEC and CFTC extend Form PF compliance deadline,…
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Regulatory Updates June 2025 – APAC Region

This APAC Regulatory Update includes MAS 2024 thematic review identifies VCC compliance gaps, SFC issues circular on the prevention and…
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FCA Consultation on SM&CR Reforms

To coincide with the Chancellor’s Mansion House speech, the Financial Conduct Authority (FCA) issued its long-awaited consultation on reform of…
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Navigating FSRA IT Risk Management Guidance: A Critical Step Towards Securing Your Organisation's Future

The Financial Services Regulatory Authority's (‘FSRA’) Information Technology (‘IT’) Risk Management Guidance was created to help organizations establish a robust…
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SFC’s Cyber Security Review of Licensed Corporations

The Hong Kong Securities and Futures Commission (hereinafter the “SFC”) released its 2023/24 Thematic Cyber Security Review of Licensed Corporations…
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Regulatory Update June 2025 – UK Region

This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA), including:…
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Regulatory Update June 2025 – ME Region

This edition includes – DIFC and DFSA latest developments, ADGM and FSRA latest developments, international updates, enforcement actions.
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MAS Issues Enforcement Actions to Reinforce Compliance Expectations

In the first week of July, the Monetary Authority of Singapore (MAS) reinforced its commitment to regulatory integrity with two…
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SFC Regulatory Updates - What Asset Managers Need to Know

The Securities and Futures Commission (hereinafter the “SFC”) has issued several circulars in the first half of 2025, reflecting a…
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Regulatory Updates May 2025 – APAC Region

This APAC regulatory updates includes publication of the Countering Proliferation Financing – Industry Perspectives on Best Practices Paper, MAS Consultation…
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The FRR Evolution: Strengthening Compliance in Asset Management Webinar

The Hong Kong Securities and Futures Commission (SFC) has introduced key amendments to the Securities and Futures (Financial Resources) Rules…
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Regulatory Update May 2025 – US Region

Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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