FCA Encourages Sanctions Evasion Whistleblowing

The FCA yesterday published a webpage; setting out how individuals can report the evasion of sanctions by firms on the FCA’s various…
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Regulatory Update: Middle East Edition – April 2022

This edition includes - DIFC consults on the prescribed company regulations, FSRA issues discussion paper on DeFi, SAMA opens consultation…
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MAS paper on strengthening AML/CFT name screening practices

The Monetary Authority of Singapore (“MAS”) has released an information paper after conducting a thematic review on financial institutions in…
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SEC Exam Priorities 2022

On March 30, 2022, the SEC released its 2022 Examinations Priorities, demonstrating that with its continued increase in examinations throughout…
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New and emerging hedge fund technologies | AIMA CyberTech Forum 2022

AIMA’s CyberTech Forum 2022, an inaugural virtual conference, centers around technology and cyber developments shaping the alternative management industry.
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Data Protection in the United Arab Emirates – What you need to know

Please join Suzanna Ballabás, Senior Advisor and Head of Data Protection UAE, together with Sayid Madar, Head of Operations for…
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Regulatory Update: Middle East Edition – March 2022

1.0 DIFC AND DFSA LATEST DEVELOPMENTS 2.0 ADGM AND FSRA LATEST DEVELOPMENTS 3.0 MIDDLE EAST REGULATORY UPDATES 4.0 INTERNATIONAL UPDATES…
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Regulatory Updates March 2022

30 March 2022 - Consultation Paper on Draft Public Disclosure Requirements for Regulatory Capital The Monetary Authority of Singapore (MAS)…
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We are moving!

Waystone Compliance Solutions (US) Ltd. is pleased to announce that as of April 11th, 2022 our Chicago team will be…
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13H Large Trader filing
– deadline fast approaching

Please be advised that any amendments for changes that occurred on your 13H Large Trader filing during the first quarter…
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Virtual Assets Regulatory Landscape in the UAE

If you are in the virtual assets space, the UAE is likely to be firmly on your radar.
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Form ADV annual amendment 2022 – deadline fast approaching

The deadline for annual amendments to Form ADV are due by March 31, 2022.
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SEC Releases Proposed Disclosures Rules

On March 21st, the SEC released details of its much-anticipated proposal for climate disclosures. The proposal would require domestic and…
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MAS issues new sanctions in relation to Russia

On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
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Regulatory Update: Middle East Edition – February 2022

This edition includes – DIFC holds AI festival, FSRA enhances framework to broaden participation in private capital markets, SCA reviews…
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Singapore issues sanctions and restrictions against Russia

On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
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