All the latest
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Regulatory Update: UK Edition – June 2024
This UK regulatory update includes – FCA publishes new webpage on overseas appointed representatives, Bank of England publishes scenarios for…
July 19, 2024
Global IT Issue on 19 July
On Friday, 19 July a global IT issue impacted industries around the world.
July 19, 2024
Updates to Singapore's Money Laundering National Risk Assessment and Terrorism Financing National Risk Assessment
As part of Singapore’s continuing efforts to maintain the effectiveness of its anti-money laundering and countering the financing of terrorism…
July 18, 2024
Regulatory Compliance Updates June 2024 – ME Region
This edition includes – DFSA Issues Dear SEO Letter, ADGM RA Issues Consultation Paper, FATF Plenary Outcome.
July 8, 2024
Regulatory Compliance Updates June 2024 – APAC Region
This APAC regulatory update includes – the Publication of Final Amendments to Over-The-Counter (“OTC”) Derivatives Reporting Regulations and Revised Guidelines…
July 3, 2024
Guidelines on fair dealing – board and senior management responsibilities for delivering fair dealing outcomes to customers (FSG-G04)
Following the update on the revised guidelines, all financial institutions (FIs) will be expected to incorporate key principles of fair…
July 2, 2024
Blockchain and cyber security - beyond cryptocurrencies
As we move into the third quarter of 2024, the theme ‘Emerging technologies and cyber security’ takes center stage. As…
July 1, 2024
Anti-money laundering obligations for DNFBPs
Firms registered in the Dubai International Financial Centre ("DIFC") and the Abu Dhabi Global Market ("ADGM") as Designated Non-Financial Businesses…
June 28, 2024
Regulatory Update: UK Edition – May 2024
This UK regulatory update includes – FCA and HMT publishes Roadmap for implementing the Overseas Funds Regime, FSRC launches inquiry…
June 24, 2024
Navigating DORA compliance: A practical guide for SMEs
To address the rising threats of cyber-attacks and digital disruptions in the financial sector, the European Union has introduced the…
June 19, 2024
Conor Flynn featured on The Big Tech Show Podcast
The most common Revolut scams and how to avoid them Conor Flynn, Managing Director of Cybersecurity Solutions at Waystone was…
June 18, 2024
Regulatory Compliance Updates May 2024 – ME Region
This edition includes - ADGM Issues Dear SEO Letter, Amendments to Financial Markets Tribunal’s Rules of Procedure and ADGM Commissioner…
June 10, 2024
Singapore regulatory outlook and trends
Business Continuity Management Guidelines The Monetary Authority of Singapore’s (MAS) revised Business Continuity Management Guidelines are applicable to all financial…
June 10, 2024
Regulatory Compliance Updates May 2024 – APAC Region
This APAC regulatory update includes – SFA 04-N23 Notice on Fund Data Submission Requirements for Managers of Specified Collective Investment…
June 6, 2024
The Private Fund Adviser Rule has been vacated in full
The US Court of Appeals for the Fifth Circuit vacated the SEC's Private Fund Adviser Rule in its entirety on…
June 5, 2024
Why cyber due diligence is crucial for investors
In the investment management industry, building trust with investors has always been paramount. Traditionally, this meant showcasing strong financial performance…
June 3, 2024
Securing the remote workforce: cyber hygiene for the digital nomad
The rise of remote working has opened doors for a new wave of digital nomads – individuals who leverage technology…
June 3, 2024
Revised reporting requirements for OTC derivative contracts
The Monetary Authority of Singapore’s (MAS) has published the revised OTC derivatives reporting requirements under the Securities and Futures (Reporting…
May 31, 2024