All the latest
compliance news,
articles and events
Guidelines on fair dealing – board and senior management responsibilities for delivering fair dealing outcomes to customers (FSG-G04)
Following the update on the revised guidelines, all financial institutions (FIs) will be expected to incorporate key principles of fair…
July 2, 2024
Blockchain and cyber security - beyond cryptocurrencies
As we move into the third quarter of 2024, the theme ‘Emerging technologies and cyber security’ takes center stage. As…
July 1, 2024
Anti-money laundering obligations for DNFBPs
Firms registered in the Dubai International Financial Centre ("DIFC") and the Abu Dhabi Global Market ("ADGM") as Designated Non-Financial Businesses…
June 28, 2024
Regulatory Update: UK Edition – May 2024
This UK regulatory update includes – FCA and HMT publishes Roadmap for implementing the Overseas Funds Regime, FSRC launches inquiry…
June 24, 2024
Navigating DORA compliance: A practical guide for SMEs
To address the rising threats of cyber-attacks and digital disruptions in the financial sector, the European Union has introduced the…
June 19, 2024
Conor Flynn featured on The Big Tech Show Podcast
In this podcast, Connor Flynn and Adrian Weckler discuss the most common Revolut scams and how to avoid them
June 18, 2024
Regulatory Compliance Updates May 2024 – ME Region
This edition includes - ADGM Issues Dear SEO Letter, Amendments to Financial Markets Tribunal’s Rules of Procedure and ADGM Commissioner…
June 10, 2024
Singapore regulatory outlook and trends
Business Continuity Management Guidelines The Monetary Authority of Singapore’s (MAS) revised Business Continuity Management Guidelines are applicable to all financial…
June 10, 2024
Regulatory Compliance Updates May 2024 – APAC Region
This APAC regulatory update includes – SFA 04-N23 Notice on Fund Data Submission Requirements for Managers of Specified Collective Investment…
June 6, 2024
The Private Fund Adviser Rule has been vacated in full
The US Court of Appeals for the Fifth Circuit vacated the SEC's Private Fund Adviser Rule in its entirety on…
June 5, 2024
Why cyber due diligence is crucial for investors
Investors in the financial services sector are increasingly demanding a deep dive into a company’s cyber posture.
June 3, 2024
Securing the remote workforce: cyber hygiene for the digital nomad
As more people work outside of the traditional office settings, robust cyber hygiene practices are essential to safeguard sensitive data.
June 3, 2024
Revised reporting requirements for OTC derivative contracts
The Monetary Authority of Singapore’s (MAS) has published the revised OTC derivatives reporting requirements under the Securities and Futures (Reporting…
May 31, 2024
Data Protection Officer (“DPO”) solutions for your firm
Many firms in the United Arab Emirates (“UAE”) are still considering whether a Data Protection Officer (“DPO”) appointment is necessary.…
May 27, 2024
How Complaint Handling Can Benefit Your Firm
Regulated firms can leverage complaint handling as a powerful tool.
May 22, 2024
Shaping the Future of Cybersecurity
As digital threats continue to escalate in complexity and frequency, Waystone Compliance Solutions is spearheading cybersecurity solutions under the guidance…
May 21, 2024
Regulatory Update: UK Edition – April 2024
This UK regulatory update includes – FCA consults on extending the SDR Regime to Portfolio Management, FCA published finalised guidance…
May 15, 2024
Regulatory Compliance Updates April 2024 – APAC Region
This APAC regulatory update includes – PSN07 Notice on Conduct, PSN02 Notice on Prevention of Money Laundering and Countering the…
May 10, 2024