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Form ADV submission deadline approaching: have your AI disclosures been reviewed?
Registered investment advisers (RIAs) have rapidly integrated AI into various aspects of their operations, including investment strategy, market research, portfolio…
February 28, 2024
New location for Waystone’s Singapore operation as demand for its services continues to grow
Waystone has moved its Singapore operation to a new, central location in the heart of the financial district. In a…
February 25, 2024
MAS responds to feedback on proposals to mandate reference checks for financial industry
The Monetary Authority of Singapore (MAS) has officially published its response to the feedback received on its proposals to mandate…
February 23, 2024
FinCEN proposes to increase AML requirements for US investment advisers
Update: anti-money laundering (AML) program and suspicious activity report filing requirements for registered investment advisers (RIAs) and exempt reporting advisers…
February 22, 2024
Regulatory Update: UK Edition – January 2024
This UK regulatory update includes – HMT makes equivalence decision on EEA members states for entering the Overseas Funds Regime,…
February 22, 2024
Regulatory Update: Middle East Edition – January 2024
This edition includes – DIFC Inaugural Hedge Fund Event, DFSA Issues Consultation Paper 153 on Updates on the Regulation of…
February 12, 2024
Understanding cyber threats - a deep dive into common attacks
Cyber threats are everywhere in the online world, targeting individuals, businesses, and even entire critical infrastructures. Navigating this digital landscape…
February 6, 2024
Regulatory Compliance Updates November & December 2023 – APAC Region
This APAC regulatory update includes – Mandating of Reference Checks, Financial Review of 2023.
January 23, 2024
Regulatory Update: UK Edition – December 2023
This UK regulatory update includes – The FCA consults on regulatory approach for new Overseas Funds Regime, New FCA webpage…
January 22, 2024
Data Protection Enforcement Action on the Rise
In recent years, updates to the data protection laws and regulations in the UAE have brought the regimes more in…
January 18, 2024
Regulatory Update: Middle East Edition – December 2023
This edition includes – DFSA waives fees for ESG listings; DFSA issues ‘Dear SEO Letters - Thematic review findings -…
January 11, 2024
New year, stronger security - essential cyber security resolutions
As the calendar turns to 2024, we’ll be approaching our blogs with a quarterly theme, starting with Q1’s ‘Foundations of…
January 5, 2024
MAS: update to Guidelines on Outsourcing
On 11 December 2023, the Monetary Authority of Singapore (MAS) published updated Guidelines on Outsourcing for Financial Institutions other than…
December 19, 2023
Conversion from RFMC to LFMC – Enhanced Compliance Obligations
The Monetary Authority of Singapore (“MAS”) will be repealing the Registered Fund Management Companies (“RFMCs”) regime as of 1st August…
December 19, 2023
Regulatory Update: UK Edition – November 2023
This UK regulatory update includes – FCA publishes Dear CEO Letter on its expectations for wealth management and stockbroking firms,…
December 18, 2023
Singapore VCC – benefits and lifecycle
In 2020, Singapore introduced the Variable Capital Company (VCC), an alternative fund framework, designed to encourage more funds to be…
December 18, 2023
MAS commences revised reporting requirements for OTC derivative contracts
The Monetary Authority of Singapore’s (MAS) OTC derivatives reporting requirements under the Securities and Futures (Reporting of Derivatives Contracts) Regulations…
December 12, 2023