All the latest
compliance news,
articles and events
Regulatory Update: Middle East Edition – July 2023
This edition includes – ADGM Announce Sustainable Finance Regulatory Framework, DFSA Host Cyber Security Awareness Session, SCA Opens Virtual Asset…
August 7, 2023
FCA Authorisation Webinar for US Managers
Are you considering getting authorised in the UK? This webinar focuses on US investment firms that are thinking of setting…
August 3, 2023
SEC Adopts Rules on Cyber Security Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies
The SEC has voted today to adopt new rules requiring public companies to disclose material cyber security incidents and, to…
July 26, 2023
Regulatory Update: UK Edition – June 2023
This UK regulatory update includes – FCA Quarterly Consultation No. 40, EU and UK sign Memorandum of understanding on regulatory…
July 25, 2023
US State Data Privacy Laws – a comparison
As more US states introduce privacy laws, companies must be aware of and be able to manage the varying provisions…
July 12, 2023
Regulatory Update: Middle East Edition – June 2023
This edition includes – DFSA Publishes Consultation Paper on AML Rule Changes, ADGM Announce Abu Dhabi Finance Week, SCA Issues…
July 7, 2023
FCA publishes findings from its Liquidity Management multi-firm review
On July 6 2023, the Financial Conduct Authority (FCA) published findings from its Liquidity Management multi-firm review conducted on Authorised…
July 7, 2023
Regulatory Compliance Updates June 2023 – APAC Region
Have a question about any of the updates below? Get in touch with our APAC compliance team today. 28 June…
July 6, 2023
New Notice on Submission of Returns for Exempt Entities – Payment Service Providers
The Monetary Authority of Singapore (“MAS”) has introduced a new notice which requires exempt entities under the Payment Services Act…
July 6, 2023
Overview of the SEC’s Proposed Cyber Rules
A discussion regarding how the proposed cyber rules will impact your advisory business.
June 20, 2023
Business Email Compromise – is your business protected?
In today's digital age, email has become an essential tool for business communication. However, with the increasing reliance on email,…
June 16, 2023
Regulatory Update: UK Edition – May 2023
This UK regulatory update includes – FCA PS23/4 on Improving Equity Secondary Markets, FCA consults on proposed equity listing rule…
June 14, 2023
Compliance Obligations under the Payment Services Act
The Payment Services Act (“PS Act”) came into effect in Singapore on 28 January 2020 and it streamlines payment services…
June 13, 2023
Regulatory Compliance Updates May 2023 – APAC Region
Have a question about any of the updates below? Get in touch with our APAC compliance team today. 01 June…
June 13, 2023
Regulatory Update: Middle East Edition – May 2023
This edition includes – DFSA Hosts Annual Outreach Session 2023, FSRA Enhances Framework for Private Credit Funds, MENA FATF upgrades…
June 9, 2023
The California Privacy Rights Act – what it means for consumers and businesses
The California Privacy Rights Act (CPRA) is a privacy law that was passed in California in November 2020 and came…
May 23, 2023