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Regulatory Update: Middle East Edition – June 2023
This edition includes – DFSA Publishes Consultation Paper on AML Rule Changes, ADGM Announce Abu Dhabi Finance Week, SCA Issues…
July 7, 2023
FCA publishes findings from its Liquidity Management multi-firm review
On July 6 2023, the Financial Conduct Authority (FCA) published findings from its Liquidity Management multi-firm review conducted on Authorised…
July 7, 2023
Regulatory Compliance Updates June 2023 – APAC Region
Have a question about any of the updates below? Get in touch with our APAC compliance team today. 28 June…
July 6, 2023
New Notice on Submission of Returns for Exempt Entities – Payment Service Providers
The Monetary Authority of Singapore (“MAS”) has introduced a new notice which requires exempt entities under the Payment Services Act…
July 6, 2023
Overview of the SEC’s Proposed Cyber Rules
A discussion regarding how the proposed cyber rules will impact your advisory business.
June 20, 2023
Business Email Compromise – is your business protected?
In today's digital age, email has become an essential tool for business communication. However, with the increasing reliance on email,…
June 16, 2023
Regulatory Update: UK Edition – May 2023
This UK regulatory update includes – FCA PS23/4 on Improving Equity Secondary Markets, FCA consults on proposed equity listing rule…
June 14, 2023
Compliance Obligations under the Payment Services Act
The Payment Services Act (“PS Act”) came into effect in Singapore on 28 January 2020 and it streamlines payment services…
June 13, 2023
Regulatory Compliance Updates May 2023 – APAC Region
Have a question about any of the updates below? Get in touch with our APAC compliance team today. 01 June…
June 13, 2023
MAS FAQs – Licensing and Registration of Fund Management Companies in Singapore
MAS has updated a list of FAQs relating to the licensing and registration of Fund Management Companies in Singapore. These…
June 12, 2023
Regulatory Update: Middle East Edition – May 2023
This edition includes – DFSA Hosts Annual Outreach Session 2023, FSRA Enhances Framework for Private Credit Funds, MENA FATF upgrades…
June 9, 2023
The California Privacy Rights Act – what it means for consumers and businesses
The California Privacy Rights Act (CPRA) is a privacy law that was passed in California in November 2020 and came…
May 23, 2023
Open comment period for SEC’s proposed cyber security requirements deadline
The Securities and Exchange Commission (SEC) is seeking public comment on proposed cyber security requirements for investment advisers and broker-dealers.…
May 22, 2023
MAS Consultation Paper on Enhanced Safeguards for Prospecting and Marketing Activities
On 25 April 2023, the Monetary Authority of Singapore (MAS) issued two consultation papers, proposing increased controls in relation to…
May 17, 2023
SEC Commissioner Lizárraga’s speech at the Digital Directors Network 2023 conference
Recently, Commissioner Lizárraga spoke at the Digital Directors Network 2023 conference. We can gain valuable insights from the speeches that…
May 17, 2023
Establishing a local company in Singapore
Singapore has a vibrant and diverse local business economy, with companies across a range of sectors contributing to the country's…
May 16, 2023