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Regulatory Update: UK Edition - July 2021
This edition includes – FCA agreements with overseas regulators, PRA proposal to make changes to policy on designated investment firms,…
November 18, 2021
Regulatory Update: UK Edition - August 2021
This edition includes - FCA consultation paper on new UK Prudential Regime for MiFID investment firms, ESMA Q&As, SFO charges…
November 18, 2021
Regulatory Update: UK Edition - September 2021
This edition includes - FCA publishes draft guidance to allow faster removal of regulatory permissions, PRA consultation paper on identification…
November 18, 2021