Regulatory Update: UK Edition - April 2021

This edition includes - FCA Consults on New UK Prudential Regime for MiFID Investment Firms, PRA Publishes Consultation Paper to…
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Regulatory Update: UK Edition - May 2021

This edition includes - FCA Updates Statement on the Operation of MiFID Markets Regime, EBA Consultation on Proposal for a…
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Regulatory Update: UK Edition - June 2021

This edition includes – FCA Updates & Developments including FCA Updates Authorisation Webpage for Change of Legal Status, PRA Statement…
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Regulatory Update: UK Edition - July 2021

This edition includes – FCA agreements with overseas regulators, PRA proposal to make changes to policy on designated investment firms,…
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Regulatory Update: UK Edition - August 2021

This edition includes - FCA consultation paper on new UK Prudential Regime for MiFID investment firms, ESMA Q&As, SFO charges…
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Regulatory Update: UK Edition - September 2021

This edition includes - FCA publishes draft guidance to allow faster removal of regulatory permissions, PRA consultation paper on identification…
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