13H Large Trader filing
      – deadline fast approaching

      Please be advised that any amendments for changes that occurred on your 13H Large Trader filing during the first quarter of 2022 are due by Monday April 11, 2022.

      As a reminder, initial Large Trader filings are due within 10 days of crossing the following threshold:

      Aggregate transactions in National Market System securities (i.e., exchange-listed equity securities and standardized option contracts) that are equal to or greater than:

      1. during a calendar day, either two million shares or shares with a fair market value of US$20M
      2. during a calendar month, either twenty million shares or shares with a fair market value of US$200M.

      If you require assistance with Large Trader reporting or would like to discuss this further, please reach out to your usual Waystone representative or contact us below.

      Find out more about our Compliance Solutions

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