UK/EU Compliance Solutions
Our quality advice and delivery, coupled with dedicated commitment to our clients is evident in our client base, many of whom have relied on our work for decades. With a deeply experienced and long-serving workforce, we are unique in the consultancy market, giving us and our clients peace of mind in the face of ever-changing regulation. Our unique experience has also driven our refreshing approach to regulatory technology, which is about finding the right solution for each of our clients.
We combine a long history in financial services compliance with the expertise of a team of practitioners that includes former regulators, senior compliance professionals, lawyers and accountants and has three main objectives:
- to add value to our relationship with our client
- to transfer knowledge to our clients’ staff
- to advise and assist in order to meet each client’s aim of an appropriately risk-based approach to compliance.
We do not provide a ‘one size fits all’ solution. We take the time to understand your business, along with your needs and objectives, to ensure that we provide you with sensible, efficient and practical solutions to managing regulatory risk.
Compliance Advisory for the UK & EU
Our compliance advisory team has an exceptional track record in helping organisations understand regulatory developments and assisting them with developing controls to operate successfully while meeting regulatory requirements.
FCA Authorisation
We manage your regulatory application to the UK's Financial Conduct Authority (FCA) by setting out a project plan, guiding you through the process and keeping you up to date at all stages, including preparation, filing and ongoing conduct of the application.
Internal Audit Co-Sourcing
Internal audit functions within financial services companies face many challenges.
Prudential Rules and Regulatory Reporting
Financial reporting rules are complex and apply across the board, from the largest global institutions to the sole trader.
Compliance Training Solutions
We provide governance, risk and compliance training by designing and delivering practical, risk-based training that is focused on embedding the correct skills and behaviour within your organisation.
AML, CTF and Sanctions Compliance
As a result of FATF’s 40 recommendations, in recent years, governments around the world have been busy enhancing legislation, regulation, and oversight to combat money laundering and terrorist financing. These regulations were once focused on financial services firms, however, are now impacting a wide range of businesses.