UK/EU Compliance Solutions - Waystone

      UK/EU Compliance Solutions

      We have been providing compliance and regulatory services to the UK market for more than 30 years and were the first specialist compliance consultancy in the UK.
      Call our UK/EU team directly at

      +44 20 7638 9830

      or email them at

      compliancesolutions@waystone.com

      Our quality advice and delivery, coupled with dedicated commitment to our clients is evident in our client base, many of whom have relied on our work for decades. With a deeply experienced and long-serving workforce, we are unique in the consultancy market, giving us and our clients peace of mind in the face of ever-changing regulation. Oue unique experience has also driven our refreshing approach to regulatory technology, which is about finding the right solution for each of our clients.

      We combine a long history in financial services compliance with the expertise of a team of practitioners that includes former regulators, senior compliance professionals, lawyers and accountants and has three main objectives:

      • to add value to our relationship with our client
      • to transfer knowledge to our clients’ staff
      • to advise and assist in order to meet each client’s aim of an appropriately risk-based approach to compliance.

      We do not provide a ‘one size fits all’ solution. We take the time to understand your business, along with your needs and objectives, to ensure that we provide you with sensible, efficient and practical solutions to managing regulatory risk.

      Compliance Advisory for the UK & EU

      We have an exceptional track record in helping organisations to understand regulatory developments and assisting them with developing controls to operate successfully while meeting regulatory requirements.

      FCA Authorisation

      We manage your regulatory application to the UK's Financial Conduct Authority (FCA) by setting out a project plan, guiding you through the process and keeping you up to date on all stages, including, preparation, filing and ongoing conduct of the application.

      Internal Audit Co-Sourcing

      Internal audit functions within financial services companies face many challenges.

      Prudential Rules and Regulatory Reporting

      Financial reporting rules are complex and apply across the board, from the largest global institutions to the sole trader.

      Regulatory Technology

      The complete compliance solution for regulated firms.

      Compliance Training Solutions

      We provide governance, risk and compliance training by designing and delivering practical, risk-based training that is focused on embedding the correct skills and behaviour within your organisation.