SEC releases updated Marketing Rule FAQs

On January 11th, 2023, the SEC released an FAQ with responses to questions related to the adoption of amendments to…
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Compliance obligation reminders for licensed Venture Capital Fund Managers (VCFMs)

Licensed Venture Capital Fund Managers (VCFMs) have various obligations that they must adhere to, and although not the same as…
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Upcoming cyber regulations - what can you do to prepare?

On 4 January 2023, the current administration released its Fall 2022 regulatory agenda. In this document they outlined the upcoming…
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The Personal Data Protection Act (PDPA) Singapore – what are the requirements?

The Personal Data Protection Act (PDPA) sets out clear minimum standards of safeguarding personal data in Singapore. It aims to…
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Regulatory Update: Middle East Edition – December 2022

This edition includes - Federal Decree Law on corporate tax issued by UAE, ADGM introduce the Guiding Principles on Whistleblowing,…
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Regulatory Compliance Updates December 2022 – APAC Region

Have a question about any of the updates below? Get in touch with the APAC Compliance Solutions team today. 28…
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MAS Guidelines on Environmental Risk Management for Asset Managers

What are the MAS Guidelines on Environmental Risk Management for Asset Managers?
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MAS Issues Revised Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies

In November, MAS updated its guidelines on the licensing, registration and conduct of business for Fund Management Companies (FMCs).
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Regulatory Update: UK Edition – November 2022

This UK regulatory update edition includes – FCA's key priorities for the financial advice industry, consultation on the UK implementation…
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Regulatory Update: Middle East Edition – November 2022

This edition includes - DFSA crypto token regulatory regime in force, DFSA release CP145 on regulatory requirements for lower risk…
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Regulatory Compliance Updates November 2022 – APAC Region

To learn more about these changes, get in touch with our APAC Compliance team today. 29 November 2022 - Compliance…
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ASEAN Central Banks sign MOU

At the recent G20 Leaders’ summit in Bali, Indonesia, Bank Indonesia, Bank Negara Malaysia, Bangko Sentral ng Pilipinas, MAS and…
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Regulatory Update: UK Edition – October 2022

This UK regulatory update edition includes – FCA consultation on Sustainability Disclosure Requirements (SDR) and labels, PRA Dear CEO letter…
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Notice for Firms on the FCA’s improved Appointed Representatives regime

The FCA’s new rules for Appointed Representatives (ARs) come into force on 8 December 2022.
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Cyber Risk in the Middle East – How secure is your firm and its ecosystem?

Cyber-attacks are the unauthorised exploitation of systems, networks and technologies and they have been a high-risk item on companies' agendas…
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The FCA’s new financial promotions regime for high-risk investments

Background on the FCA’s Financial Promotions Regime for HRIs This article summarises the significant features of the FCA’s forthcoming financial…
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Regulatory Update: Middle East Edition – October 2022

This edition includes - DFSA issues feedback statement following CP143, UAE FIU publishes report on fraud crimes, trends and typologies…
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