All the latest
compliance news,
articles and events
Show me
Cyber & Data Protection Updates
What role should NEDs play in cybersecurity?
Waystone Compliance Solutions’ Chief Information Security Officer, Conor Flynn, was recently featured in an Assured article where he provided insight…
October 13, 2022
Building your cyber security foundation
At Waystone Cyber Security Solutions we believe that as you grow your firm it should be built on a strong…
September 28, 2022
SEC Fines Firm $35 Million for Failure to Protect Client Data
On September 20, 2022, the U.S. Securities and Exchange Commission (“SEC”) fined Morgan Stanley Smith Barney for their purported failure…
September 22, 2022
Securing sensitive employee data – recommended HR policies and procedures
The onboarding and offboarding of employees is not a subject that we often think about in terms of information security.…
September 22, 2022
Cyber Security Solutions for the US Investment Advisers
SEC Focus on Cyber Security and Operational Resilience. The US Securities and Exchange Commission (“SEC”) has increased its focus on…
August 15, 2022
SEC proposes cyber security risk management rules and amendments for registered investment advisers and funds
On February 9th, the SEC voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered…
February 10, 2022