Sanjeewan Rajamogan is an experienced compliance professional with a demonstrated history of working within the financial services industry with a focus on anti-money laundering and compliance with the DFSA rules and regulations.
At Waystone, Sanjeewan assists clients with a wide range of compliance matters, including, AML, KYC, risk assessment and client on-boarding. As part of this role, Sanjeewan conducts sanction screenings and other key background checks including world-checks and media searches.
Working with existing clients, Sanjeewan undertakes annual CDD/KYC reviews and assists on compliance monitoring programmes, carrying out detailed testing of a firm’s systems and controls, identifying weaknesses and providing recommendations for remediation and reporting. Sanjeewan’s deep understanding of DFSA client classification rules means he is well placed to conduct DFSA AML/compliance induction training for clients. In addition, Sanjeewan provides compliance support to our senior consultants where required.
Sanjeewan holds an International Anti-Money Laundering Officer Certificate (IAMLOC).
Recent work includes:
- Assisting the Compliance Officer and MLRO with internal client onboarding.
- Ongoing clients’ CDD/KYC reviews and recommendations.
- Providing support to senior consultants with their day-to-day compliance programmes.
- Maintaining an internal register for UN sanctions entries/removal.
- Creating marketing policies for clients and reviewing their marketing materials.
