Waystone Compliance Solutions

      Navigate the complex regulatory
      landscape with certainty.

      Waystone Compliance Solutions offers a new and unique approach to compliance services.

      At Waystone, we have the experience, the expertise and the global reach to offer our clients the certainty they need to address the ever-changing regulatory world. And by doing so, provide you with a secure route to regulatory compliance and business success.

      We help clients from initial registration and licensing to compliance programme integration and monitoring. Our compliance solutions cover business strategies, market activities, operational and technology infrastructure and sales and marketing procedures. And we can do so anywhere in the world.

      Initially formed from a merger of four specialist compliance companies – Titan Regulation, Argus Global, CCL Compliance and ISAS – we have the capabilities to help you manage regulatory risk across your organisation.

      Our aim is simple – to enable our clients to navigate the complex regulatory environment with confidence.

      More about us

      All the latest news,
      articles and alerts

      Regulatory Compliance Update for Fund Managers in Asia

      During this webinar, Waystone's compliance experts explore the latest regulatory compliance updates and trends across multiple jurisdictions which are relevant…
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      Regulatory Update February 2025 – APAC Region

      This APAC Regulatory Update includes – Financial Institutions (Miscellaneous Amendments) Act 2024, Asset and Wealth Management Activities Survey 2024 and…
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      SEC 2025 Exam Priorities for Investment Advisers

      The US Securities and Exchange Commission (“SEC”) Division of Examinations (the “Division”) published its annual examination priorities (“Priorities”) for the…
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      Hong Kong SFC Increases Scrutiny on Asset Managers – Are You Prepared?

      The Securities and Futures Commission (SFC) in Hong Kong plays a pivotal role in regulating and supervising the financial markets.…
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      SEC Introduces Cyber and Emerging Technologies Unit

      The US Securities and Exchange Commission (SEC) has launched the Cyber and Emerging Technologies Unit (CETU) as of February 20,…
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      Regulatory Update February 2025 – ME Region

      This edition includes – DFSA Issues Dear SEO Letter on Thematic Review on Conflicts of Interest, DFSA Launches Consultation on…
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      Regulatory Update Winter 2024 - 2025 – UK Region

      This UK regulatory update includes – The latest updates and developments from the Financial Conduct Authority ("FCA"), Regulatory Reform: Spotlighting…
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      Regulatory Update January 2025 – APAC Region

      This APAC regulatory update includes – Application for Approval to Obtain Effective Control, Basic Financial Planning Guide, Guidelines for Market…
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      We're here for all your compliance needs

      We're here for all your compliance needs

      Waystone provides you with a secure route on the road to success
      Webinars and Training

      Webinars and Training

      Industry training and webinars featuring Waystone Compliance Solutions.
      We strive to attract and retain the best, most diverse talent.

      We strive to attract and retain the best, most diverse talent.

      We’re always on the lookout for new people.