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Practical Implications of the SFC’s Guidelines for Market Soundings - Immediate Actions for Fund Managers
The Securities and Futures Commission (“SFC”) has published the Hong Kong Market Sounding Guidelines (the “Guidelines”), which will take effect…
February 17, 2025
Compliance Alert: SEC Extends Form PF Amendments Compliance Date
On January 29, 2025, the Securities and Exchange Commission (“SEC”), together with the Commodity Futures Trading Commission (“CFTC”), announced an…
February 3, 2025
The FSRA’s Growing Focus on AML: A Recent Penalty Underscores the Risks for Firms
The Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market (“ADGM”) has recently issued a significant regulatory penalty,…
January 27, 2025
Cyber Security Awareness for Businesses and Employees: Best Practices and Common Pitfalls
In today’s digital world, cyber security is more than just an IT issue, it's a business-critical concern.
January 15, 2025
Regulatory Update December 2024 – APAC Region
This APAC regulatory update includes – Information Paper on Artificial Intelligence Model Risk Management, Monetary Authority of Singapore Guidelines on…
January 15, 2025
The Evolution of Cyber Threats: Preparing for 2025’s Security Challenges
Welcome to 2025! As we settle into the new year, it's crucial to take stock of the ever-evolving cyber security…
January 13, 2025
The latest MAS enforcement actions
The Monetary Authority of Singapore has taken action against individuals for conducting regulated activities in Singapore without holding appropriate licenses.
July 28, 2022