Practical Implications of the SFC’s Guidelines for Market Soundings - Immediate Actions for Fund Managers

The Securities and Futures Commission (“SFC”) has published the Hong Kong Market Sounding Guidelines (the “Guidelines”), which will take effect…
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Compliance Alert: SEC Extends Form PF Amendments Compliance Date

On January 29, 2025, the Securities and Exchange Commission (“SEC”), together with the Commodity Futures Trading Commission (“CFTC”), announced an…
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The FSRA’s Growing Focus on AML: A Recent Penalty Underscores the Risks for Firms

The Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market (“ADGM”) has recently issued a significant regulatory penalty,…
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Cyber Security Awareness for Businesses and Employees: Best Practices and Common Pitfalls

In today’s digital world, cyber security is more than just an IT issue, it's a business-critical concern.
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Regulatory Update December 2024 – APAC Region

This APAC regulatory update includes – Information Paper on Artificial Intelligence Model Risk Management, Monetary Authority of Singapore Guidelines on…
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The Evolution of Cyber Threats: Preparing for 2025’s Security Challenges

Welcome to 2025! As we settle into the new year, it's crucial to take stock of the ever-evolving cyber security…
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The latest MAS enforcement actions

The Monetary Authority of Singapore has taken action against individuals for conducting regulated activities in Singapore without holding appropriate licenses.
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