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Visit the Waystone News & Events page for global updates from the asset management industry.
Practical Implications of the SFC’s Guidelines for Market Soundings - Immediate Actions for Fund Managers
The Securities and Futures Commission (“SFC”) has published the Hong Kong Market Sounding Guidelines (the “Guidelines”), which will take effect…
February 17, 2025
Regulatory Update January 2025 – ME Region
This edition includes – DFSA Publishes Findings from the 2024 Whistleblowing Thematic Review, ADGM reduces Commercial License Fees, SCA Drafts…
February 14, 2025
Compliance Alert: SEC Extends Form PF Amendments Compliance Date
On January 29, 2025, the Securities and Exchange Commission (“SEC”), together with the Commodity Futures Trading Commission (“CFTC”), announced an…
February 3, 2025
The FSRA’s Growing Focus on AML: A Recent Penalty Underscores the Risks for Firms
The Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market (“ADGM”) has recently issued a significant regulatory penalty,…
January 27, 2025
Regulatory Update December 2024 – ME Region
This edition includes – FSRA introduces a Regulatory Framework concerning Fiat-Referenced Tokens; UAE signs multiple MoUs with international bodies in…
January 20, 2025
Cyber Security Awareness for Businesses and Employees: Best Practices and Common Pitfalls
In today’s digital world, cyber security is more than just an IT issue, it's a business-critical concern.
January 15, 2025
Regulatory Update December 2024 – APAC Region
This APAC regulatory update includes – Information Paper on Artificial Intelligence Model Risk Management, Monetary Authority of Singapore Guidelines on…
January 15, 2025
The Evolution of Cyber Threats: Preparing for 2025’s Security Challenges
Welcome to 2025! As we settle into the new year, it's crucial to take stock of the ever-evolving cyber security…
January 13, 2025
Strengthening AML/CFT Frameworks: Reinforcing Singapore’s Defenses Against Money Laundering and Terrorism Financing
In early 2022, the Singapore police force launched a comprehensive and coordinated investigation into a group of individuals operating covertly.…
January 6, 2025
MAS FAQs – Licensing and Registration of Fund Management Companies in Singapore
MAS has updated a list of FAQs relating to the licensing and registration of Fund Management Companies (“FMCs”) in Singapore.
January 4, 2025
Compliance Alert: Key MAS Regulatory Reminders for Year-End 2024
As we approach the end of 2024, this update serves as an important reminder of key regulatory requirements from the…
December 18, 2024
Strengthening governance and AML standards: Key insights from recent SFC and MAS Circulars
The Securities and Futures Commission (“SFC”) and the Monetary Authority of Singapore (“MAS”) have issued significant guidance to address ongoing…
December 16, 2024
Regulatory Update November 2024 – APAC Region
This APAC regulatory update includes – Monetary Authority of Singapore ("MAS") is implementing mandatory reference checks for Financial Institutions ("FIs"),…
December 13, 2024
Regulatory Update November 2024 – ME Region
This edition includes – Dubai Financial Services Authority issues Dear SEO Letter 'Key Themes and findings from the Cyber Thematic…
December 12, 2024
ESMA sets Guidelines for ESG and Sustainability-Related Fund Names
The European Securities and Markets Authority (“ESMA”) has issued guidelines on funds’ names using Environmental, Social and Governance ("ESG") or…
December 11, 2024
FCA Guidance on Consumer Duty Reports
The Financial Conduct Authority (“FCA”) has today issued the findings from its review into firms’ approaches to completing the first…
December 11, 2024
Regulatory Update November 2024 – UK Region
This UK regulatory update includes – FCA consults on investment research payment optionality for fund managers, Home Office issues guidance…
December 10, 2024
Cyber security trends to watch in 2025 - predictions and preparations
As 2024 draws to a close, the cyber security landscape continues to evolve at a rapid pace. Businesses, governments, and…
December 4, 2024
FINRA renewal reminder
Firms are required to renew their Financial Industry Regulatory Authority (FINRA) registrations on an annual basis, beginning in the fourth…
November 22, 2024
Regulatory Update October 2024 – UK Region
This UK regulatory update includes – FCA publishes Market Watch 80, Interim Regulatory Initiatives Grid published, FCA publishes the results…
November 22, 2024