Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

      Regulatory Update April 2025 – APAC Region

      This APAC Regulatory Update includes Consultation Paper on the Proposed Amendments to Anti-Money Laundering and Countering the Financing of Terrorism…
      Read more

      Building a Compliant and Effective Whistleblowing Framework: Key Considerations for Firms

      A robust whistleblowing framework is essential for firms operating under the Dubai Financial Services Authority (‘DFSA’). Ensuring your organisation complies…
      Read more

      Important Update on Form N-PORT Compliance Deadlines

      On April 16, 2025, the US Securities and Exchange Commission (SEC) announced a two-year extension of the compliance dates for…
      Read more
      Waystone Compliance Articles & Press Releases

      Regulatory Update April 2025 – UK Region

      This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…
      Read more

      Prepare Now for the 2025 BE-10 Benchmark Survey (US Direct Investment Abroad)

      Every five years, the Bureau of Economic Analysis (BEA) conducts the BE-10 Benchmark Survey, the most comprehensive survey of US…
      Read more

      Regulatory Update April 2025 – ME Region

      This edition includes – UAE Complete National Risk Assessment on AML/CFT, FSRA Issues Consultation Paper on Cyber Risk, DFSA Issues…
      Read more

      Preparing for FinCEN’s New AML Rule: Why Investment Advisers Should Act Now

      Effective January 1, 2026, investment advisers registered with the Securities and Exchange Commission (RIAs) and exempt reporting advisers (ERAs) will…
      Read more

      The FCA’s Smaller Asset Managers and Alternatives Business Model Review

      On 8th May 2025, the Financial Conduct Authority (“FCA”) published the results of its review of business models for smaller…
      Read more

      Regulatory Update March 2025 – US Region

      This US Regulatory Update includes – SEC No-Action Relief on Rule 506(c) Verification, Extension of Compliance Deadlines for the Names…
      Read more
      Waystone Compliance Articles, Press Releases, APAC Updates, & More

      Reminder of SFC’s Strategic Priorities for 2024-2026

      In January 2024, the Hong Kong Securities and Futures Commission (SFC) unveiled its Strategic Priorities for 2024-2026, aiming to strengthen…
      Read more

      Regulatory Update March 2025 – APAC Region

      This APAC Regulatory Update includes – issuance of response to consultation paper on proposed legislative amendments to the requirements for…
      Read more

      Regulatory Update March 2025 – UK Region

      This UK regulatory update includes a roundup of the latest news and publications from the Financial Conduct Authority (FCA) including…
      Read more

      DFSA High-Level Cyber Risk Management Guide

      In line with the Dubai Financial Services Authority (‘DFSA’) regulations, specifically General Rulebook (‘GEN’) Rule 5.5 on Cyber Risk Management,…
      Read more

      FSRA IT Risk Management Expectations: A High-Level Summary

      The Financial Services Regulatory Authority (‘FSRA’) IT Risk Management Guidance, published in November 2024, provides a structured approach to help…
      Read more
      Waystone Compliance APAC Updates

      Corporate Transparency Act – Important Revisions

      The Corporate Transparency Act (CTA) requires certain entities (known as "Reporting Companies") to report Beneficial Ownership Information (BOI) to the…
      Read more

      Key Changes to MAS Guidelines on Licensing and Conduct of Business for Fund Management Companies

      The Monetary Authority of Singapore (MAS) has updated its Guidelines on Licensing and Conduct of Business for Fund Management Companies…
      Read more

      Regulatory Update March 2025 – ME Region

      This edition includes – DFSA Publishes CP on Licensed Functions and Authorised Individuals, FSRA Issues CP on Periodic Fund Reporting…
      Read more

      Key Takeaways from the SEC Roundtable on Artificial Intelligence in the Financial Industry

      On March 27, 2025, the Securities and Exchange Commission (SEC) convened a roundtable at its Washington, D.C. headquarters to address…
      Read more

      Cloud Migration Security: Best Practices and Pitfalls

      As businesses increasingly shift their operations to the cloud, the promise of scalability, flexibility, and cost efficiency is hard to…
      Read more

      Key Changes to LFMC Form Filing Requirements: What You Need to Know

      As part of its ongoing efforts to enhance regulatory efficiency and streamline processes, the Monetary Authority of Singapore (“MAS”) has…
      Read more

      Regulatory Update February 2025 – UK Region

      This UK regulatory update includes – Financial Conduct Authority (FCA) updates and developments, The FCA Chief Executive's speech on supporting…
      Read more