Phishing Detection and Prevention: Key Takeaways from the SFC Circular

      As phishing scams continue to impact clients and markets in 2025, the Securities and Futures Commission (SFC) issued a circular…
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      Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

      Safeguarding Trust: The Importance of Data Protection in Dubai’s Virtual Asset Ecosystem

      As Dubai continues to position itself as a global hub for digital innovation, the Virtual Assets Regulatory Authority (‘VARA’) has…
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      Regulatory Updates August 2025 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      SFC Enhances Facilitative Measures for Visiting Professionals

      On 15 July 2025, the Securities and Futures Commission (SFC) issued a circular announcing enhanced measures to facilitate visiting professionals…
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      Waystone Compliance Articles & Press Releases

      Regulatory Update August 2025 – US Region

      This US regulatory updates includes SEC launches artificial intelligence task force, executive order expands retirement access to alternative assets, updated…
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      SFC Resumes Collection of Annual Licensing Fees

      The Securities and Futures Commission (SFC) issued a circular announcing the resumption of annual licensing fee collections for intermediaries and…
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      Regulatory Update August 2025 – UK Region

      Waystone Compliance Solutions Waystone Compliance Solutions offers a new and unique approach to compliance services at a corporate level. Formed…
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      Regulatory Update August 2025 – ME Region

      This editions includes: DFSA Holds an Outreach Session on the Annual Anti-Money Laundering Return, FSRA Publishes Amendments to Its Prudential…
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      Regulatory Updates July 2025 – APAC Region

      This APAC Regulatory Update includes MAS issues guidance for financial institutions on managing technology and cyber risks from third-party service…
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      Preparing for an SFC Inspection: A Guide for Licensed Corporations

      As a corporation licensed by the Securities and Futures Commission (SFC) in Hong Kong, strict adherence to regulatory requirements is…
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      From Hope to Action: Tackling Cyber Risk in Financial Services

      If you are in financial services today, cyber risk is not theoretical. It is a growing, persistent threat and it…
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      MAS Tightens AML/CFT Rules: Key Changes Every Financial Institution Must Know

      On 30 June 2025, the Monetary Authority of Singapore (MAS) published its finalised response to consultation feedback on proposed amendments…
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      Regulatory Update July 2025 – US Region

      July 2025 saw significant regulatory activity across multiple agencies, with a common theme of reducing unnecessary burdens while balancing investor…
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      The Appointed Representatives Regime: Evolution, Not Execution

      On 11 August 2025, the UK Government’s HM Treasury released a Policy Statement on the Appointed Representatives (AR) Regime. This…
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      Managing Climate-Related Risks: A Fund Manager’s Guide

      Climate-related risks pose significant challenges to fund managers. The Securities and Futures Commission’s (SFC’s) requirements, aligned with global standards, emphasise…
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      Regulatory Update July 2025 – UK Region

      1.0 FCA UPDATES & DEVELOPMENTS 2.0 REGULATORY REFORM 3.0 ENFORCEMENT ACTION Waystone Compliance Solutions Waystone Compliance Solutions offers a new…
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      SFC Flags Issues in Managing Private Funds and Discretionary Accounts

      In a circular titled “Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts,” the Securities…
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      Regulatory Update July 2025 – ME Region

      This editions includes: DIFC Enacts Amendments to the DIFC Data Protection Legislation, FSRA Issues Cyber Risk Management Framework, FSRA Publishes…
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      Navigating MAS Payment Services Act Changes: 2023–2025

      Singapore has emerged as a global leader in payment services regulation, with the Monetary Authority of Singapore (MAS) pioneering a…
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      Regulatory Update June 2025 – US Region

      This US regulatory updates includes SEC resumes registrations of Swiss-based investment advisers, SEC and CFTC extend Form PF compliance deadline,…
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      Lessons Learned from 2024 FSRA and DFSA Adverse Findings: A Wake-Up Call for Firms

      As we move through 2025, it’s essential to look back at the key lessons from 2024, a year marked by…
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      Regulatory Updates June 2025 – APAC Region

      This APAC Regulatory Update includes MAS 2024 thematic review identifies VCC compliance gaps, SFC issues circular on the prevention and…
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