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Visit the Waystone News & Events page for global updates from the asset management industry.
Regulatory Compliance Update for Fund Managers in Asia
During this webinar, Waystone's compliance experts explore the latest regulatory compliance updates and trends across multiple jurisdictions which are relevant…
March 17, 2025
Regulatory Update February 2025 – APAC Region
This APAC Regulatory Update includes – Financial Institutions (Miscellaneous Amendments) Act 2024, Asset and Wealth Management Activities Survey 2024 and…
March 17, 2025
SEC 2025 Exam Priorities for Investment Advisers
The US Securities and Exchange Commission (“SEC”) Division of Examinations (the “Division”) published its annual examination priorities (“Priorities”) for the…
March 14, 2025
Financial Crime Prevention & Compliance Training Guide
This guide aims to assist firms, including Compliance Officers and Money Laundering Reporting Officers (‘MLRO’s), in ensuring their employees understand…
March 14, 2025
Hong Kong SFC Increases Scrutiny on Asset Managers – Are You Prepared?
The Securities and Futures Commission (SFC) in Hong Kong plays a pivotal role in regulating and supervising the financial markets.…
March 11, 2025
SEC Introduces Cyber and Emerging Technologies Unit
The US Securities and Exchange Commission (SEC) has launched the Cyber and Emerging Technologies Unit (CETU) as of February 20,…
March 10, 2025
Regulatory Update February 2025 – ME Region
This edition includes – DFSA Issues Dear SEO Letter on Thematic Review on Conflicts of Interest, DFSA Launches Consultation on…
March 10, 2025
Regulatory Update Winter 2024 - 2025 – UK Region
This UK regulatory update includes – The latest updates and developments from the Financial Conduct Authority ("FCA"), Regulatory Reform: Spotlighting…
March 7, 2025
Regulatory Update January 2025 – APAC Region
This APAC regulatory update includes – Application for Approval to Obtain Effective Control, Basic Financial Planning Guide, Guidelines for Market…
February 26, 2025
The Human Factor in Cyber Security: Understanding the Impact of Human Error
When discussing cyber security, many focus on firewalls, encryption and cutting-edge technologies. However, the greatest vulnerability in most organizations isn’t…
February 25, 2025
DFSA Publishes Thematic Review on Targeted Financial Sanctions Compliance in the Insurance Sector
In 2024, the Dubai Financial Services Authority (‘DFSA’) conducted a thematic review to evaluate how well insurance firms in the…
February 25, 2025
Navigating the New UAE Insurance Brokers’ Regulation: Payments Direct to Insurance Companies
The insurance industry in the UAE is set to undergo a major transformation starting February 15, 2025. In response to…
February 19, 2025
Practical Implications of the SFC’s Guidelines for Market Soundings - Immediate Actions for Fund Managers
The Securities and Futures Commission (“SFC”) has published the Hong Kong Market Sounding Guidelines (the “Guidelines”), which will take effect…
February 17, 2025
Regulatory Update January 2025 – ME Region
This edition includes – DFSA Publishes Findings from the 2024 Whistleblowing Thematic Review, ADGM reduces Commercial License Fees, SCA Drafts…
February 14, 2025
Compliance Alert: SEC Extends Form PF Amendments Compliance Date
On January 29, 2025, the Securities and Exchange Commission (“SEC”), together with the Commodity Futures Trading Commission (“CFTC”), announced an…
February 3, 2025
The FSRA’s Growing Focus on AML: A Recent Penalty Underscores the Risks for Firms
The Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market (“ADGM”) has recently issued a significant regulatory penalty,…
January 27, 2025
Regulatory Update December 2024 – ME Region
This edition includes – FSRA introduces a Regulatory Framework concerning Fiat-Referenced Tokens; UAE signs multiple MoUs with international bodies in…
January 20, 2025
Cyber Security Awareness for Businesses and Employees: Best Practices and Common Pitfalls
In today’s digital world, cyber security is more than just an IT issue, it's a business-critical concern.
January 15, 2025
Regulatory Update December 2024 – APAC Region
This APAC regulatory update includes – Information Paper on Artificial Intelligence Model Risk Management, Monetary Authority of Singapore Guidelines on…
January 15, 2025
The Evolution of Cyber Threats: Preparing for 2025’s Security Challenges
Welcome to 2025! As we settle into the new year, it's crucial to take stock of the ever-evolving cyber security…
January 13, 2025
Strengthening AML/CFT Frameworks: Reinforcing Singapore’s Defenses Against Money Laundering and Terrorism Financing
In early 2022, the Singapore police force launched a comprehensive and coordinated investigation into a group of individuals operating covertly.…
January 6, 2025