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      US updates

      Corporate Transparency Act

      The Corporate Transparency Act (CTA) requires certain entities (known as "Reporting Companies") to report Beneficial Ownership Information (BOI) to FinCEN,…
      November 19, 2024
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      Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

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      APAC Updates

      Regulatory Update October 2024 – APAC Region

      This APAC regulatory update includes – updates on Singapore’s national AML strategy, AML/CFT supervisory expectations from recent inspections, FAQs on…
      November 18, 2024
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      UK/EU updates

      UK Chancellor’s Mansion House Speech: Points of Interest for FCA-Regulated Firms

      In her inaugural Mansion House speech, UK Chancellor Rachel Reeves outlined a comprehensive set of plans to grow the UK…
      November 15, 2024
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      Middle East updates

      Regulatory Update October 2024 – ME Region

      This edition includes – DFSA Thematic Review on Complaints Handling Key Findings, DFSA publishes Thematic Review for Money Service Providers,…
      November 12, 2024
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      Waystone Compliance Articles & Press Releases
      US updates

      SEC adopts amendments to beneficial ownership reporting rules

      Compliance Date: Compliance with the revised Schedule 13G filing deadlines was mandated on September 30, 2024. Compliance with the structured…
      November 11, 2024
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      US updates

      Incident response planning - navigating cyber security emergencies

      In today’s cyber landscape, where threats are becoming increasingly complex and frequent, having an incident response plan (IRP) is essential…
      November 6, 2024
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      Middle East updates

      Navigating the new UAE insurance landscape

      The Federal Decree-Law No. 48 of 20231 marks a significant overhaul of the UAE’s insurance regulatory framework, aligning it with…
      November 5, 2024
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      APAC Updates

      MAS provides an update to fund tax incentive schemes for family offices

      On 1 October, the Monetary Authority of Singapore (MAS) released details of changes to the fund tax incentive schemes under…
      November 4, 2024
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      APAC Updates

      MAS reminder - Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) audits

      On 21 October 2024, the Monetary Authority of Singapore (MAS) issued a circular to remind Financial Institutions (FIs) about the…
      October 29, 2024
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      October 29, 2024
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      Waystone Compliance Articles, Press Releases, APAC Updates, & More
      Middle East updates

      DFSA – Fixed Penalty Notice Regime

      On 15 April 2024, the Dubai Financial Services Authority (‘DFSA’) introduced a new Fixed Penalty Notice (‘FPN’) regime.
      October 29, 2024
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      US updates

      FinCEN final rule regarding AML requirements for US investment advisers

      On August 28, 2024, the Financial Crimes Enforcement Network ("FinCEN") issued a final rule expanding the definition of “financial institution”…
      October 22, 2024
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      Middle East updates

      Structuring the compliance function

      A well-structured compliance function is crucial for any financial institution, ensuring that it effectively meets regulatory requirements and protects its…
      October 21, 2024
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      UK/EU updates

      Regulatory Update: UK Edition – September 2024

      This UK regulatory update includes – FCA published findings on oversight of Appointed Representatives, FCA update on good and poor…
      October 18, 2024
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      October 16, 2024
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      Waystone Compliance APAC Updates
      Middle East updates

      Regulatory Compliance Updates September 2024 – ME Region

      This edition includes – Abu Dhabi Finance Week: Top Finance Leaders to Speak at 2024 Edition, New Initiatives for Wealth…
      October 11, 2024
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      APAC Updates

      Regulatory Compliance Updates September 2024 – APAC Region

      This APAC regulatory update includes – Implementation of Reporting Requirements for Over-The-Counter (“OTC”) Derivatives Contracts, Change of Particulars for Fund…
      October 10, 2024
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      Cyber & Data Protection Updates

      Cyber Security Awareness Month - strengthening defenses together

      With cyber threats continuing to evolve, collaboration is key to building resilient defenses against malicious actors.
      September 30, 2024
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      UK/EU updates

      Regulatory Update: UK Edition – Summer 2024

      This UK regulatory update includes – FCA update on OFR developments and publication of final rules, FCA sets out final…
      September 18, 2024
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      US updates

      Navigating SEC Regulations: The Growing Importance of Mock Audits

      In recent years, the number of SEC Registered Investment Adviser Firms seeking Mock Audit services from Waystone Compliance Solutions has…
      September 16, 2024
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      APAC Updates

      Regulatory Compliance Updates August 2024 – APAC Region

      This APAC regulatory update includes – Decommissioning of the Corporate E-Lodgment Portal; Consultation Paper on Proposed Amendments to Requirements for…
      September 13, 2024
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      Middle East updates

      Regulatory Compliance Updates August 2024 – ME Region

      This edition includes – DFSA Publishes Consultation Paper on Client Assets Regime, DFSA and HKMA Co-host Climate Finance Conference, 100…
      September 12, 2024
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