California DFPI Pauses FIPVCC Implementation: Updated Regulatory Outlook for Venture Capital Firms

      The California Department of Financial Protection and Innovation (“DFPI”) has formally suspended implementation and enforcement of the Fair Investment Practices…
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      Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

      Regulatory Update February 2026 – ME Region

      This edition includes – DFSA Issues Amendments to AML and GLO Rulebooks, FSRA Issues Dear SEO Letter on UAE’s Virtual…
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      MAS Regulatory Updates for 2025: Key Changes Impacting Licensed Financial Advisers and Exempted Financial Advisers

      In 2025, the Monetary Authority of Singapore (MAS) introduced a wide range of regulatory enhancements aimed at strengthening advisory standards,…
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      Regulatory Updates February 2026 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      Waystone Compliance Articles & Press Releases

      MAS BCM Guidelines: Preparing for the 2026/2027 BCM Audit Cycle in Singapore

      Financial institutions regulated by the Monetary Authority of Singapore (“MAS”) should begin preparing for the next Business Continuity Management (“BCM”)…
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      Regulatory Update February 2026 – US Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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      Regulatory Updates January 2026 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      California Venture Capital Diversity Reporting 2026: Compliance Guide for Venture Capital Firms

      California has introduced a new regulatory framework that will significantly reshape demographic transparency expectations for venture capital (VC) firms operating…
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      Regulatory Update January 2026 – ME Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      DFSA Suitability Thematic Review 2026: Key Implications for Authorised Firms

      Ensuring firms have adequate suitability frameworks in place has been, and will continue to be, a key priority for the…
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      Regulatory Update January 2026 – US Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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      Responsible AI Deployment: Ensuring Robust Governance and Data Protection Controls

      Artificial Intelligence (AI’) is rapidly reshaping the financial services landscape with applications spanning risk management, compliance processes, customer interaction, and…
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      Consultation: MAS Guidelines on Artificial Intelligence Risk Management

      On 13 November 2025, the Monetary Authority of Singapore (MAS) issued a Consultation Paper - Guidelines on Artificial Intelligence Risk…
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      Preparing for Regulation S-P Exams in 2026: SEC Priorities and Key Takeaways from the January 2026 Outreach Session

      On January 22, 2026, the US Securities and Exchange Commission’s (SEC’s) Division of Examinations held a detailed outreach session to…
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      CFTC Issues Interim No-Action Relief for Certain SEC-Registered CPOs and CTAs

      On December 19, 2025, the Commodity Futures Trading Commission (“CFTC”)’s Market Participants Division (“MPD”) issued CFTC Letter No. 25-50, granting…
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      Regulatory Updates December 2025 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      Regulatory Update December 2025 – ME Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      Strengthening AML/CFT Readiness in 2026: Key Priorities for Singapore Estate Agencies

      As we step into 2026, Singapore’s estate agencies are entering a new phase of regulatory maturity.
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      Regulatory Update December 2025 – US Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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      Regulatory Updates November 2025 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      SEC Issues New Risk Alert on Marketing Rule Compliance: Key Findings for Investment Advisers

      On December 16, 2025, the SEC Division of Examinations issued a Risk Alert, “Additional Observations Regarding Advisers’ Compliance with the…
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      Regulatory Update November 2025 – ME Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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