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Visit the Waystone News & Events page for global updates from the asset management industry.
SEC Grants Temporary Relief for Rule 13f-2 and Form SHO
On December 3, 2025, the Securities and Exchange Commission (SEC) issued an order granting temporary exemptive relief from compliance with…
December 8, 2025
Compliance Readiness 2026: SFC Checklist and Key Priorities for Fund Managers
As 2025 comes to a close, Licensed Corporations (“LCs”) with Type 9 licenses in Hong Kong face a pivotal transition…
December 8, 2025
Compliance Readiness 2026: MAS Checklist and Key Priorities for Fund Managers
As 2025 draws to a close, Licensed Fund Management Companies (LFMCs) in Singapore face a critical transition into 2026. Beyond…
December 8, 2025
CPT Deadline 2025 – Complete Your Hours Online with Waystone
Stay ahead of regulatory requirements and protect your firm’s license. All licensed entities, representatives, and Responsible Officers (ROs) must complete…
December 5, 2025
Regulatory Update November 2025 – US Region: SEC 2026 Examination Priorities in Focus
FINRA Annual Renewal Timeline and Action Steps and SEC Division of Examinations has published its 2026 Examination Priorities.
December 5, 2025
Hong Kong’s Digital Asset Regulatory Landscape: The Current State, What’s Next and How to Prepare
Hong Kong has established itself as a leading global hub for virtual assets and fintech innovation, due to the bold…
December 2, 2025
Regulatory Updates October 2025 – APAC Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
November 25, 2025
FSRA Amends its Prudential Framework for Lower-Risk Firms
On 19 August, the Financial Services Regulatory Authority (‘FSRA’) published amendments to its prudential framework for category 3B, 3C and…
November 13, 2025
Regulatory Update October 2025 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
November 10, 2025
Regulatory Update October 2025 – US Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
November 6, 2025
MAS Consultation on Measures to Enhance Investor Recourse Avenues in Market Misconduct Cases
On 24 October 2025, the Monetary Authority of Singapore (“MAS”) issued a consultation paper proposing recommendations aimed at enhancing investor…
November 4, 2025
Singapore Corporate Tax Filing Deadline for 2025
As the financial year rolls on, companies in Singapore should take note of an important compliance milestone fast approaching: the…
October 31, 2025
Regulatory Updates September 2025 – APAC Region
This APAC Regulatory Update includes Singapore Enforcement Actions, Guidelines on Standards of Conduct for Digital Advertising Activities, Supplemental Joint Circular…
October 23, 2025
FSRA Cyber Risk Management Requirements & New Cyber Threat Intelligence Platform
Cybersecurity remains a top supervisory priority for the Financial Services Regulatory Authority (“FSRA”). With increasing reliance on digital financial infrastructure,…
October 23, 2025
Regulatory Update September 2025 – US Region
This US Regulatory Update includes SEC unveils 2025 agenda focused on innovation and oversight, Nasdaq proposes rule to enable trading…
October 14, 2025
Regulatory Update September 2025 – UK Region
Waystone Compliance Solutions Waystone provides comprehensive compliance solutions to the asset management and finance industry to enable our clients to…
October 8, 2025
SEC Operations Paused Amid Government Shutdown: A Strategic Moment for Compliance Readiness
As the federal government shutdown continues in the US, the Securities and Exchange Commission (SEC) has suspended most of its…
October 8, 2025
Regulatory Update September 2025 – ME Region
Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
October 8, 2025
SFC Regulations on Business Continuity Plans
As a licensed corporation (LC) under the Securities and Futures Commission (SFC), maintaining robust operational resilience is paramount to safeguarding…
October 6, 2025
Strengthening Your Compliance Program Through Effective Annual Compliance Reviews Under Rule 206(4)-7
The Investment Advisers Act of 1940 was created to put investors first, ensuring that Registered Investment Advisers (RIAs) act with…
October 2, 2025
Phishing Detection and Prevention Takeaways from the SFC Circular
As phishing scams continue to impact clients and markets in 2025, the Securities and Futures Commission (SFC) issued a circular.
October 1, 2025