Preparing for the 2026 Qualified Client Threshold Increase: Why Advisers Are Acting Now

      The SEC’s June 29, 2026 increase to the “qualified client” thresholds under Rule 205 3 is prompting advisers to review…
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      Waystone Compliance News & Events for Global Updates from Asset Management Industry

      Visit the Waystone News & Events page for global updates from the asset management industry.

      Do Representative Offices need to comply with the DIFC Data Protection Law?

      In the course of our work, we occasionally encounter the view that the Dubai International Financial Centre (‘DIFC’) Data Protection…
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      MAS Advisory on AI-Driven Threats: Implications for Financial Institutions

      As advanced AI systems gain the ability to autonomously discover and exploit vulnerabilities, MAS is urging financial institutions to strengthen…
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      Regulatory Update April 2026 – ME Region

      This edition includes – DFSA Publishes Summary of Consultation Paper 170, FSRA Implements Enhancements to Insurance Regulatory Framework, FSRA Issues…
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      Waystone Compliance Articles & Press Releases

      MAS Circular: Supervisory Priorities for Capital Markets Entities in 2026/27

      A comprehensive overview of MAS’s supervisory priorities for 2026/27 and what firms should prepare for in the year ahead.
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      Regulatory Updates April 2026 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      Regulatory Update April 2026 – US Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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      What Recent DFSA Enforcement Activity Teaches Us About Brokerage Risk

      Recent enforcement activity by the Dubai Financial Services Authority (‘DFSA’) serves as a timely reminder for firms operating in the…
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      SEC Proposes Amendments to Form PF Reporting Requirements: Next Steps for Advisers

      On April 20, 2026, the Securities and Exchange Commission (SEC), together with the Commodity Futures Trading Commission, issued a notice…
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      Singapore Corporate Income Tax (CIT) Rebate for YA 2026 and Filing Deadlines

      As companies close Financial Year 2025, it is essential to begin preparing for Corporate Income Tax (CIT) filing for the…
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      Regulatory Updates March 2026 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      Regulatory Update March 2026 – ME Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      Regulatory Update March 2026 – US Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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      Outsourcing AML/KYC in Singapore: Why Oversight is Now the Real Regulatory Test

      For many financial institutions in Singapore – including fund managers, VCCs, intermediaries and payment firms – outsourcing AML/KYC remains a…
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      SFC Circular on Statutory Obligations During Inspections: Ensuring Full Compliance with Section 180 of the SFO – A Practical Guide for Licensed Corporations

      The Securities and Futures Commission (SFC) has issued a strong reminder to all licensed corporations (LCs) regarding their statutory obligations…
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      DFSA Conduct Principles from 1 July 2026: What Firms Should Be Doing Now

      From 1 July 2026, the Dubai Financial Services Authority (‘DFSA’) will replace the current Principles for Authorised Individuals with a…
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      California DFPI Pauses FIPVCC Implementation: Updated Regulatory Outlook for Venture Capital Firms

      The California Department of Financial Protection and Innovation (“DFPI”) has formally suspended implementation and enforcement of the Fair Investment Practices…
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      Regulatory Update February 2026 – ME Region

      This edition includes – DFSA Issues Amendments to AML and GLO Rulebooks, FSRA Issues Dear SEO Letter on UAE’s Virtual…
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      MAS Regulatory Updates for 2025: Key Changes Impacting Licensed Financial Advisers and Exempted Financial Advisers

      In 2025, the Monetary Authority of Singapore (MAS) introduced a wide range of regulatory updates and compliance enhancements aimed at…
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      Regulatory Updates February 2026 – APAC Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with our Regulatory Update. Our team of compliance experts…
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      MAS BCM Guidelines: Preparing for the 2026/2027 BCM Audit Cycle in Singapore

      Financial institutions regulated by the Monetary Authority of Singapore (“MAS”) should begin preparing for the next Business Continuity Management (“BCM”)…
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      Regulatory Update February 2026 – US Region

      Stay informed with our Regulatory Update Navigate the ever-evolving regulatory landscape with Waystone’s Regulatory Update. Our team of compliance experts…
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