FCA Skilled Persons reviews - Waystone

      FCA Skilled Persons reviews

      Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm’s activities if it is concerned or requires further analysis.

      Waystone has a strong track record in delivering skilled person reviews across a range of subject matters including governance, accountability, strategy and culture, controls and risk management frameworks, conduct of business, financial crime and prudential.

      The scope of our services includes the following:

      • carrying out skilled persons reviews under s.166 of FSMA
      • preparing firms in advance of a skilled person review
      • supporting firms with remediation work, following a skilled person review.

      If you would like to discuss your requirements further, please get in touch using the contact form below.

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