Regulatory and Compliance Training - Waystone

      Regulatory and Compliance Training

      Firms going through the FCA authorisation process need to understand the regulatory environment in which they are being established, as well as demonstrate competency to the regulator.

      As part of our start-up services, we provide tailored Governance, Risk, and Compliance (GRC) training to our clients that ensures their employees understand their regulatory obligations and maintain appropriate conduct.

      GRC course topics

      Our GRC training courses cover a wide range of topics including:

      • FCA overview and compliance
      • corporate governance
      • AML and financial crime
      • and employee conduct

      If you would like to discuss your training requirements further, get in touch with our UK Compliance Solutions team.

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