All the latest
compliance news,
articles and events
SEC Exam Priorities 2022
On March 30, 2022, the SEC released its 2022 Examinations Priorities, demonstrating that with its continued increase in examinations throughout…
April 26, 2022
New and emerging hedge fund technologies | AIMA CyberTech Forum 2022
AIMA’s CyberTech Forum 2022, an inaugural virtual conference, centers around technology and cyber developments shaping the alternative management industry.
April 26, 2022
Data Protection in the UAE – What you need to know
Please join Suzanna Ballabás, Senior Advisor and Head of Data Protection UAE, together with Sayid Madar, Head of Operations for…
April 22, 2022
Middle East Regulatory Update – March 2022
This Middle East Regulatory Update includes the following: DIFC & DFSA latest developments ADGM & FSRA latest developments Middle East…
April 19, 2022
APAC Regulatory Updates March 2022
This APAC regulatory update covers the following areas: Consultation Paper on Draft Public Disclosure Requirements for Regulatory Capital Publication of…
April 19, 2022
We are moving!
Waystone Compliance Solutions (US) Ltd. is pleased to announce that as of April 11th, 2022 our Chicago team will be…
April 11, 2022
Virtual Assets Regulatory Landscape in the UAE
If you are in the virtual assets space, the UAE is likely to be firmly on your radar.
March 30, 2022
Form ADV annual amendment 2022 – deadline fast approaching
The deadline for annual amendments to Form ADV are due by March 31, 2022.
March 24, 2022
SEC Releases Proposed Disclosures Rules
On March 21st, the SEC released details of its much-anticipated proposal for climate disclosures. The proposal would require domestic and…
March 24, 2022
MAS issues new sanctions in relation to Russia
On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
March 18, 2022
Regulatory Update: Middle East Edition – February 2022
This edition includes – DIFC holds AI festival, FSRA enhances framework to broaden participation in private capital markets, SCA reviews…
March 15, 2022
Singapore issues sanctions and restrictions against Russia
On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
March 11, 2022
Regulatory Updates February 2022
24 February 2022 - MAS issues Prohibition Order against Zeng Xuan for fraudulent and dishonest conduct MAS issued a five-year…
March 9, 2022
New SEC Rules Announced for Private Funds - How will you be impacted?
On February 9th the SEC proposed five new rules and amendments intended to enhance the regulation of private fund advisers…
March 3, 2022
SEC Cyber security risk management rules for RIAs and Funds - What does your firm need to do to ensure compliance?
On 9 February, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and…
March 3, 2022