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Regulatory Compliance Updates July 2022 – APAC Region
28 July 2022 - CFC 02/2022 Disclosure and Reporting Guidelines for Retail ESG Funds This Circular sets out MAS’ expectations…
August 9, 2022
Is an outsourced CCO appropriate for your organization?
Waystone Compliance Solutions provides outsourced CCO services to clients in the asset management and finance industry. As a truly global…
July 26, 2022
Regulatory Update: UK Edition – June 2022
This edition includes - FCA Feedback Statement FS22/4 on regulatory regime for ESG rating providers, PRA publishes annual report, EBA…
July 14, 2022
Regulatory Updates June 2022
30 June 2022 - Implementation of fairness principles in financial institutions' use of artificial intelligence/machine learning MAS conducted a thematic…
July 13, 2022
The latest MAS compliance requirements: How Waystone can help
With MAS compliance requirements becoming more complex, many firms find it more efficient to outsource their compliance needs.
July 12, 2022
Regulatory Update: Middle East Edition – June 2022
This edition includes - DFSA holds educational cyber security seminar, DIFC Academy holds ERS, CRS and FATCA training, ADGM announced…
July 11, 2022
13H Large Trader Filing
– Deadline Fast Approaching
Please be advised that any amendments for changes that occurred on your 13H Large Trader filing during the second quarter…
July 6, 2022
Key Compliance Updates in your region - what you need to know
Waystone Compliance Solutions was launched at the start of this year and since then we have seen the global compliance…
June 29, 2022
Financial Advisers Complaints Handling and Resolution (CHR) Regulations 2021
On 30 November 2021, The Monetary Authority of Singapore (“MAS”) published in the Government Gazette the new Financial Advisers (Complaints…
June 27, 2022
MAS revised Business Continuity Management Guidelines
On 6 June 2022, The Monetary Authority of Singapore (MAS) released the revised Business Continuity Management Guidelines (BCM Guidelines).
June 27, 2022
Regulatory Update: UK Edition – May 2022
This edition includes - FCA CEO Nikhil Rathi speech: “Learning from the last 30 years to face the next”, BoE…
June 22, 2022
UAE Outsourcing and Support: Independent Non Executive Director Services
Waystone Compliance Solutions offers its clients operating in the financial centres of the DIFC and the ADGM various outsourcing options.
June 21, 2022
Regulatory Compliance Updates May 2022 – APAC Region
31 May 2022 - Information papers on environmental risk management The information papers on environmental risk management for banks, insurers…
June 15, 2022
Navigate Institutional Capital Raising & Build an Enduring Venture Firm
CEO of Waystone Compliance Solutions, Julie Dixon, was featured as a panelist on a Carta webinar to discuss how fund…
June 15, 2022
Regulatory Update: Middle East Edition – May 2022
This edition includes - DFSA outreach session on financial crime, ADGM issues consultation paper on commercial legislation, FCCP issues an…
June 9, 2022
Waystone 在线研讨会 - 新加坡资管要点 ：如何设立资产管理公司及变动资本公司 （VCC）
新加坡为亚洲资产管理中心之一。 全球和亚洲投资者对新加坡的投资平台和结构已有深厚的了解，特别是专注于投资在亚太地区的基金。
June 9, 2022