All the latest
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New SEC Rules Announced for Private Funds - How will you be impacted?
On February 9th the SEC proposed five new rules and amendments intended to enhance the regulation of private fund advisers…
March 3, 2022
SEC Cyber security risk management rules for RIAs and Funds - What does your firm need to do to ensure compliance?
On 9 February, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and…
March 3, 2022
MAS issues a circular on non-face-to-face customer due diligence measures
The Monetary Authority of Singapore (“MAS”) has issued a circular on non-face-to-face Customer Due Diligence (“CDD”) measures.
February 21, 2022
Regulatory Update: Middle East Edition – January 2022
This edition includes - MENA Fintech Association Launches the Sustainable Fintech Alliance, FSRA to Merge Regulatory Committee with Appeals Panel,…
February 14, 2022
Regulatory Update: UK Edition – January 2022
This edition includes - FCA Publishes Webpage on MIFIDPRU Remuneration Code, PRA Published Letters Addressed to CEOs Setting Out its…
February 11, 2022
SEC proposes cyber security risk management rules and amendments for registered investment advisers and funds
On February 9th, the SEC voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered…
February 10, 2022
Regulatory Updates January 2022
Our APAC team provides a monthly review of a wide range of Singapore regulatory compliance matters including, news, guidelines and…
February 8, 2022
MAS to develop a framework for equitable sharing of losses arising from scams
On 4 February 2021, the Monetary Authority of Singapore (MAS) announced that, in the coming months, it will be working…
February 7, 2022
Proposed amendments to Form PF
On Wednesday, the SEC released proposed amendments to the Form PF.
January 28, 2022
MAS provides guidelines on the provision of Digital Payment Token services to the public
On 17 January 2022, the Monetary Authority of Singapore (MAS) issued ‘Guidelines on the Provision of Digital Payment Token Services…
January 28, 2022
Form PF 2022 - Deadline fast approaching
Waystone is once again pleased to offer our services to SEC registered investment advisers subject to the annual, part 1…
January 21, 2022
Regulatory Update: Middle East Edition – December 2021
This edition includes - DIFC FinTech Hive’s largest accelerator programme launches Investor Day, IFC and ADGM launch ‘She Wins Arabia’,…
January 17, 2022
Regulatory Update: UK Edition – December 2021
This edition includes - FCA proposes stronger requirements on oversight of Appointed Representatives, PRA statement on Pillar 2A requirements, EBA…
January 13, 2022
隆重推出 Waystone 合规解决方案
Titan Regulation、Argus Global、CCL Compliance 和 ISAS 现在均属于 Waystone 合规解决方案的组成部分。 Waystone 合规解决方案可为企业领域的合规服务开辟一条新颖而独特的道路。
January 12, 2022
Launching Waystone Compliance Solutions
Titan Regulation, Argus Global, CCL Compliance and ISAS are now Waystone Compliance Solutions.
January 12, 2022