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SEC Releases Proposed Disclosures Rules
On March 21st, the SEC released details of its much-anticipated proposal for climate disclosures. The proposal would require domestic and…
March 24, 2022
MAS issues new sanctions in relation to Russia
On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
March 18, 2022
Regulatory Update: Middle East Edition – February 2022
This edition includes – DIFC holds AI festival, FSRA enhances framework to broaden participation in private capital markets, SCA reviews…
March 15, 2022
Singapore issues sanctions and restrictions against Russia
On 5 March, the Ministry of Foreign Affairs Singapore released details of Singapore’s new sanctions against Russia in response to…
March 11, 2022
Regulatory Updates February 2022
24 February 2022 - MAS issues Prohibition Order against Zeng Xuan for fraudulent and dishonest conduct MAS issued a five-year…
March 9, 2022
New SEC Rules Announced for Private Funds - How will you be impacted?
On February 9th the SEC proposed five new rules and amendments intended to enhance the regulation of private fund advisers…
March 3, 2022
SEC Cyber security risk management rules for RIAs and Funds - What does your firm need to do to ensure compliance?
On 9 February, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and…
March 3, 2022
MAS issues a circular on non-face-to-face customer due diligence measures
The Monetary Authority of Singapore (“MAS”) has issued a circular on non-face-to-face Customer Due Diligence (“CDD”) measures.
February 21, 2022
Regulatory Update: Middle East Edition – January 2022
This edition includes - MENA Fintech Association Launches the Sustainable Fintech Alliance, FSRA to Merge Regulatory Committee with Appeals Panel,…
February 14, 2022
Regulatory Update: UK Edition – January 2022
This edition includes - FCA Publishes Webpage on MIFIDPRU Remuneration Code, PRA Published Letters Addressed to CEOs Setting Out its…
February 11, 2022
SEC proposes cyber security risk management rules and amendments for registered investment advisers and funds
On February 9th, the SEC voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered…
February 10, 2022
Regulatory Updates January 2022
Our APAC team provides a monthly review of a wide range of Singapore regulatory compliance matters including, news, guidelines and…
February 8, 2022
MAS to develop a framework for equitable sharing of losses arising from scams
On 4 February 2021, the Monetary Authority of Singapore (MAS) announced that, in the coming months, it will be working…
February 7, 2022
Proposed amendments to Form PF
On Wednesday, the SEC released proposed amendments to the Form PF.
January 28, 2022