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Regulatory Update: UK Edition – April 2022
This edition includes - FCA speech on critical issues in financial regulation, Bank of England considers central bank digital currency,…
June 2, 2022
MAS consults on revised misconduct reporting for financial institutions
On April 2022, the Monetary Authority of Singapore (MAS) issued a Consultation Paper on Revised Notices on Misconduct Reporting Requirements…
May 30, 2022
May 27, 2022
Waystone Compliance Solutions Launch
Waystone and our guests gathered to celebrate the launch of Waystone Compliance Solutions in New York City.
May 25, 2022
Regulatory Updates April 2022
28 April 2022 - Strengthening AML/CFT name screening practices MAS conducted thematic inspections on the AML/CFT name screening frameworks and…
May 25, 2022
MAS provides an update on major investigations and highlights enforcement outcomes
The Monetary Authority of Singapore (MAS) recently provided an update on major investigations pertaining to high-profile cases in Singapore.
May 25, 2022
FCA Encourages Sanctions Evasion Whistleblowing
The FCA yesterday published a webpage; setting out how individuals can report the evasion of sanctions by firms on the FCA’s various…
May 19, 2022
Regulatory Update: Middle East Edition – April 2022
This edition includes - DIFC consults on the prescribed company regulations, FSRA issues discussion paper on DeFi, SAMA opens consultation…
May 16, 2022
MAS paper on strengthening AML/CFT name screening practices
The Monetary Authority of Singapore (“MAS”) has released an information paper after conducting a thematic review on financial institutions in…
May 3, 2022
SEC Exam Priorities 2022
On March 30, 2022, the SEC released its 2022 Examinations Priorities, demonstrating that with its continued increase in examinations throughout…
April 26, 2022
New and emerging hedge fund technologies | AIMA CyberTech Forum 2022
AIMA’s CyberTech Forum 2022, an inaugural virtual conference, centers around technology and cyber developments shaping the alternative management industry.
April 26, 2022
Data Protection in the UAE – What you need to know
Please join Suzanna Ballabás, Senior Advisor and Head of Data Protection UAE, together with Sayid Madar, Head of Operations for…
April 22, 2022
Middle East Regulatory Update – March 2022
This Middle East Regulatory Update includes the following: DIFC & DFSA latest developments ADGM & FSRA latest developments Middle East…
April 19, 2022
APAC Regulatory Updates March 2022
This APAC regulatory update covers the following areas: Consultation Paper on Draft Public Disclosure Requirements for Regulatory Capital Publication of…
April 19, 2022
We are moving!
Waystone Compliance Solutions (US) Ltd. is pleased to announce that as of April 11th, 2022 our Chicago team will be…
April 11, 2022
Virtual Assets Regulatory Landscape in the UAE
If you are in the virtual assets space, the UAE is likely to be firmly on your radar.
March 30, 2022
Form ADV annual amendment 2022 – deadline fast approaching
The deadline for annual amendments to Form ADV are due by March 31, 2022.
March 24, 2022