All the latest
compliance news,
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The SEC’s Director of Examinations[1] recently reiterated the critical role that Chief Compliance Officers (“CCO”) play for both investment advisers…

The annual regulatory reporting season is upon us for Firms with a 31 December financial year end, and one of…

This edition includes - DIFC Issues its First Licence to Provide Money Services in the DIFC, ADGM to Amend the…

This edition includes - DIFC Hosts Outreach Session for Cyber Risk Management Guidelines, ADGM Holds Online Workshop on Cryptocurrency and…

This edition includes - DIFC Embraces the Future of Finance with Tokenisation of Digital Assets, ADGM Enacts the Data Protection…

This edition includes - DIFC Records Highest Number of Annual Registrations Since Inception, FCPU Host Workshop on Targeted Financial Sanctions,…

This edition includes - DIFC Announces Proposed Intellectual Property Regulations for Consultation, FSRA Introduces New Regulatory Framework for Third Party…

    This edition includes - DFSA introduces regulatory framework for investment tokens, ADGM Office of Data Protection joins Global…

This edition includes - DIFC hosts Blockchain Week, ADGM Arbitration Centre and Permanent Court of Arbitration sign a Cooperation Agreement,…

1.0 DIFC AND DFSA LATEST DEVELOPMENTS

1.0 DIFC AND DFSA LATEST DEVELOPMENTS

This edition includes – DIFC and DFSA latest developments including DIFC Holds first meeting of its Higher Board of Directors…

This edition includes - Launch of DIFC FinTech Accelerator 2021, FSRA Issues a Dear SEO/MLRO/RP Letter regarding CTF and CBB…